Current jobs related to Investigations and Compliance Lead - London, Greater London - Goodman Masson

  • Compliance Investigator

    2 weeks ago

    London, Greater London, United Kingdom Mintz Group LLC Full time

    Investigate and Uncover: A Career in ComplianceAs a Compliance Investigator at the Mintz Group LLC, you will be responsible for conducting thorough research on companies and individuals worldwide to help clients identify potential legal, regulatory, and reputational risks.Key Responsibilities:Conduct in-depth research on public records and data repositories,...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerOur client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a positive compliance culture.Key Responsibilities:Assist...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerOur client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a positive compliance culture.Key Responsibilities:Assist...

  • Compliance Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Compliance Investigator

    2 weeks ago

    London, Greater London, United Kingdom Ministry of Justice Full time

    About the Role:We are seeking a highly skilled Compliance Investigator to join our team in the Office of Public Guardian (OPG). As a Compliance Investigator, you will play a critical role in ensuring the integrity of our investigations and safeguarding vulnerable adults.Key Responsibilities:Conduct thorough investigations into allegations of abuse and...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will be responsible for ensuring compliance-related directives, policies, and procedures remain up-to-date. This will involve assisting staff with the interpretation of rules and...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will be responsible for ensuring compliance-related directives, policies, and procedures remain up-to-date. This will involve assisting staff with the interpretation of rules and...

  • Compliance Strategic Leader

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team in London. The successful candidate will be responsible for leading regulatory horizon scanning and providing risk-based analysis to guide our strategic decisions.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to guide the Bank's...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team in London. The successful candidate will be responsible for leading regulatory horizon scanning and providing risk-based analysis to guide our strategic decisions.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to guide the Bank's...

  • Compliance Director

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date and effective.Key Responsibilities:Assist in the development and implementation of compliance-related...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerOur global fintech banking group is seeking a seasoned Compliance Manager to join our London team.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's approach to...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerOur global fintech banking group is seeking a seasoned Compliance Manager to join our London team.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's approach to...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our global fintech banking group in London.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our global fintech banking group in London.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our London-based fintech banking group.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our London-based fintech banking group.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...

Investigations and Compliance Lead

2 months ago

London, Greater London, United Kingdom Goodman Masson Full time
Job Description

Job Title: Senior Financial Crime Investigations Specialist

Job Summary:

We are seeking a highly skilled and experienced Senior Financial Crime Investigations Specialist to join our team at Goodman Masson. The successful candidate will be responsible for leading and managing investigations into financial crime activities, ensuring compliance with relevant laws and regulations, and developing and implementing policies to mitigate financial crime risks.

Key Responsibilities:

  • Investigations: Lead and manage investigations into suspected financial crime activities, including money laundering, terrorist financing, anti-bribery, corruption, and fraud prevention.
  • Compliance: Ensure compliance with relevant laws and regulations, including the Proceeds of Crime Act, UK Money Laundering Regulations, Terrorism Acts, Joint Money Laundering Steering Group Guidance, international sanctions regimes, and UK and French anti-bribery and corruption laws.
  • Policies and Procedures: Develop and implement policies and procedures to mitigate financial crime risks, including creating and maintaining policies in alignment with evolving statutory and regulatory requirements.
  • External Representation: Act as the representative of the bank to external entities, including supervisors, national authorities, law enforcement agencies, and other third parties concerning financial crime matters.
  • Internal Investigations: Handle internal reports and referrals, conduct investigations, and determine whether suspicions warrant disclosure to the National Crime Agency (NCA) or other relevant agencies.
  • Reporting: Assist in preparing annual reports for senior management on compliance with Money Laundering Regulations.
  • Regulatory Filings: Prepare and submit FCA Financial Statements returns.

Additional Responsibilities:

  • Support to Head of Fraud & Complex Investigations: Provide assistance to the Head of Fraud & Complex Investigations and the FS Team, helping them meet their responsibilities and objectives.
  • Investigation of Suspicious Activities: Conduct investigations into suspicious activities and escalate identified high-risk activities to the Head of Fraud & Complex Investigations, MLRO, and the Head of Compliance UK.
  • Case Management: Lead or support the investigation and reporting of cases, ensuring all investigations are thorough, with high-quality, concise reports and proper logging of supporting materials.
  • Liaison with Stakeholders: Liaise with victims, law enforcement, and act as the primary point of contact for referrals.
  • Implementation of New Legislation: Spearhead the rollout of new legislation, working closely with internal stakeholders and external partners.

Requirements:

  • Investigatory Experience: Proven experience in conducting investigations within a law enforcement, regulatory, or corporate investigation role.
  • Financial Institution Expertise: Practical experience in a financial institution, particularly within a Financial Security (Crime) function, with exposure to financial crime matters, including investigations and, ideally, fraud detection and prevention.
  • Suspicious Activity Reporting: Previous experience and knowledge in identifying and reporting potential suspicious activities, including the submission of Suspicious Activity Reports (SARs).
  • Presentation Skills: Strong ability to deliver effective presentations.
  • Stakeholder Collaboration: Demonstrated ability to work effectively with multiple key stakeholders, meeting tight deadlines.

What We Offer:

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.