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Compliance Officer
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Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our team at Artemis Recruitment Consultants Ltd. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Manage the company's T&C scheme, including adviser supervision, certification,...
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Compliance Officer
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Compliance Officer
2 months ago
Astral Recruitment is seeking an experienced Compliance Officer to join their team in Horsham. The ideal candidate will have a strong background in compliance and risk management, with a focus on financial services. Key responsibilities include reviewing client files to ensure suitability and adherence to regulatory requirements, identifying and reporting breaches or misconduct, and providing feedback and training to firms and individuals. The successful candidate will have a Level 4 Dip qualification and experience working in an IFA firm. This is a great opportunity to work with a market-leading company and contribute to embedding a positive compliance culture across the Group. The role involves working closely with a team of advisers and supporting the Compliance Manager. If you have a passion for compliance and risk management, and a strong desire to work in a dynamic and fast-paced environment, this could be the ideal role for you. The company offers a competitive salary and benefits package, as well as opportunities for professional development and growth. If you are a motivated and experienced Compliance Officer looking for a new challenge, please apply.