Compliance Officer

2 weeks ago


Reading, Reading, United Kingdom Signet Resources Full time

**Job Summary**

Signet Resources is seeking an experienced Compliance Officer to join our team in Bracknell. As a key member of our Compliance Team, you will play a vital role in ensuring our company's ongoing compliance with regulatory frameworks.

**Key Responsibilities:**

  • Support the Compliance Manager in ensuring that our company meets its legal and regulatory obligations.
  • Provide expert regulatory advice and guidance to our business on a range of compliance topics, including Consumer Duty, credit broking requirements, and Data Protection.
  • Undertake monitoring and testing activities to assess the effectiveness of regulatory and conduct risk control processes.
  • Produce written reports of monitoring outcomes, review findings, and action plans.
  • Review and support the business to log breaches and incidents, ensuring accurate records are maintained.
  • Conduct root cause analysis on complaints, breaches, and incidents data to identify themes and emerging risks.
  • Assist with the collation of risk and compliance Management Information for reporting to senior management and the Board.

**Requirements:**

  • Detailed technical knowledge of FCA Handbooks, legislative frameworks, and industry best practice standards.
  • Previous experience working within a compliance and/or risk department of a FCA regulated company.
  • Practical understanding and experience of the FCA's expectations in relation to customer outcomes and treatment of vulnerable customers.
  • Ability to analyse and translate regulations into policies, processes, and procedures.
  • Ability to draft documents/reports to a high standard.

**What We Offer:**

  • A competitive day rate.
  • A 50/50 hybrid working arrangement.
  • A 35-hour week.
  • A 1pm finish on Fridays.

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