Legal Associate

2 months ago


London, Greater London, United Kingdom Antony James Recruitment Full time
Senior Associate Legal

Antony James Recruitment is seeking a highly skilled Senior Associate Legal to join our client's Legal & Compliance department in London. As a key member of the team, you will be responsible for supporting the Assistant Manager and Head of Legal and Compliance in coordinating with external advisors regarding legal, regulatory compliance, and related matters for the London branch.

Key Responsibilities:
  • Liaise with external advisors to ensure compliance with legal and regulatory requirements.
  • Provide advice on routine legal and regulatory compliance matters to the Business.
  • Draft and review Compliance policies, procedures, and controls, and respond to related queries.
  • Maintain Regulatory Correspondence Register and supporting documentation.
  • Horizon scan and map regulations across different functions of the Bank.
  • Review legal court orders and requests for information for the Legal & Compliance Committee Meeting.
  • Provide regulatory updates to Compliance, Business, and Operations teams through fortnightly and quarterly newsletters.
  • Advise on legal issues arising from the Bank's operations in the UK.
  • Review the Legal and Conveyancing Panel on an annual basis and communicate with them on a regular basis when business requires external services.
  • Deal with ad hoc legal matters from time to time.
  • Approve financial promotions.
  • Provide Legal & Compliance oversight and monitoring activities.
  • Undertake ad hoc projects and tasks related to Legal and compliance, as allocated by the Assistant Manager or Head of Legal and compliance.
Requirements:
  • Attention to detail.
  • Good administrative skills.
  • Good interpersonal skills.
  • Good communication skills.
  • Good research and problem-solving skills.
  • Legal knowledge.

To apply, please submit your CV and details of your salary expectations and notice period.


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