Senior Financial Planning Professional
2 months ago
We are seeking a highly skilled and experienced Senior Financial Planner to join our team at Progeny. As a Senior Financial Planner, you will play a key role in providing exceptional client service and ensuring the necessary compliance, record keeping, and technical requirements are met.
Key Responsibilities- Client Service: Provide excellent client service while ensuring compliance with regulatory requirements.
- Leadership: Provide leadership, guidance, and development to the Technical and Administration teams.
- Compliance: Ensure compliance with the Financial Services and Markets Act 2000, the FCA's Conduct rules, and relevant Financial Conduct Authority rules.
- Professional Development: Maintain and record relevant CPD, including ethics and protection requirements.
- Technical Advice: Provide ongoing technical and financial planning advice to clients as required.
- Client Relationships: Ensure all dealings with clients are carried out in a professional, prompt, accurate, and courteous manner.
- New Business: Assist with new client acquisition as required.
- Investment Committee: Act as a member of the Investment & Risk Committee with responsibility for research, due diligence, and follow-up work.
- Qualifications: Level 4 Diploma in Financial Planning and Level 6 Advanced Diploma in Financial planning or working towards it.
- Experience: Experience in a paraplanning or technical role gained within a financial planning firm and experience working within a client-facing advisory role in a financial planning firm.
- Skills: Knowledge of key areas of financial planning and advice, including investment planning, pre/at retirement planning, personal and business protection, and estate planning. Ability to work under pressure to deadlines, ensuring accuracy and high levels of attention to detail.
- Personal Qualities: Passionate about client care, dedicated to excellence, and willing to support and champion others.
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Senior Financial Planning Administrator
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Financial Planner
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Financial Planner
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Comprehensive Financial Adviser Training Program
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Comprehensive Financial Adviser Training Program
3 months ago
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Comprehensive Financial Adviser Training Program
3 months ago
Nottingham, Nottingham, United Kingdom Quilter Financial Planning Full timeComprehensive Financial Adviser Training ProgramAre you seeking a rewarding career path? At Quilter Financial Planning, we welcome driven and talented individuals from diverse backgrounds who aspire to become financial advisers. This career offers:Flexibility to accommodate family commitments and a healthy work/life balance.Attractive financial rewards, with...
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1 month ago
Nottingham, Nottingham, United Kingdom financial-advisor Full timeExciting Opportunity for a Group Financial ControllerWe are seeking a highly skilled and experienced Group Financial Controller to join our team. As a key member of our senior leadership team, you will be responsible for leading our finance function and providing strategic financial guidance to the business.Key Responsibilities:Lead and manage the finance...
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Senior Financial Manager
1 month ago
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Senior Financial Manager
1 month ago
Nottingham, Nottingham, United Kingdom Blusource Professional Services Ltd Full timeJob Title: Senior Accountant to ManagerThis leading accountancy firm is seeking a highly skilled Senior Accountant to join their team as a Manager. The company is experiencing significant growth and is looking for a professional to take on a key role in their financial department.The ideal candidate will have a strong background in accounting and financial...
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Financial Planning Manager
1 month ago
Nottingham, Nottingham, United Kingdom The Progeny Group Full timeSenior Financial Planner RoleWe are seeking a highly skilled and experienced Senior Financial Planner to join our Wealth department in Nottingham, UK.As a Senior Financial Planner, you will be responsible for providing exceptional client service, ensuring compliance with regulatory requirements, and providing leadership and guidance to the Technical and...
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Financial Planning Manager
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