Senior Financial Planning Professional

2 months ago


Nottingham, Nottingham, United Kingdom Progeny Full time
Job Description

We are seeking a highly skilled and experienced Senior Financial Planner to join our team at Progeny. As a Senior Financial Planner, you will play a key role in providing exceptional client service and ensuring the necessary compliance, record keeping, and technical requirements are met.

Key Responsibilities
  • Client Service: Provide excellent client service while ensuring compliance with regulatory requirements.
  • Leadership: Provide leadership, guidance, and development to the Technical and Administration teams.
  • Compliance: Ensure compliance with the Financial Services and Markets Act 2000, the FCA's Conduct rules, and relevant Financial Conduct Authority rules.
  • Professional Development: Maintain and record relevant CPD, including ethics and protection requirements.
  • Technical Advice: Provide ongoing technical and financial planning advice to clients as required.
  • Client Relationships: Ensure all dealings with clients are carried out in a professional, prompt, accurate, and courteous manner.
  • New Business: Assist with new client acquisition as required.
  • Investment Committee: Act as a member of the Investment & Risk Committee with responsibility for research, due diligence, and follow-up work.
Requirements
  • Qualifications: Level 4 Diploma in Financial Planning and Level 6 Advanced Diploma in Financial planning or working towards it.
  • Experience: Experience in a paraplanning or technical role gained within a financial planning firm and experience working within a client-facing advisory role in a financial planning firm.
  • Skills: Knowledge of key areas of financial planning and advice, including investment planning, pre/at retirement planning, personal and business protection, and estate planning. Ability to work under pressure to deadlines, ensuring accuracy and high levels of attention to detail.
  • Personal Qualities: Passionate about client care, dedicated to excellence, and willing to support and champion others.


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