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Compliance Officer

2 months ago

Dorking, Surrey, United Kingdom Andrews Recruitment Group Full time
About the Role

We are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.

Key Responsibilities
  • Develop, implement, and maintain compliance policies and procedures to ensure adherence to regulatory requirements and internal policies.
  • Conduct regular compliance audits and assessments to identify areas for improvement.
  • Provide guidance and training to staff on compliance matters to ensure a culture of compliance within the organization.
  • Liaise with regulatory bodies to stay updated on industry regulations and ensure compliance.
  • Prepare and submit compliance reports to senior management to ensure transparency and accountability.
  • Investigate and address compliance issues promptly and effectively to minimize risk.
Requirements
  • Proven experience as a Compliance Officer in the financial services sector, preferably within asset management or financial advisory.
  • In-depth knowledge of relevant regulations and compliance standards.
  • Excellent analytical and problem-solving skills to identify and mitigate compliance risks.
  • Strong attention to detail and the ability to handle sensitive information with discretion.
  • Effective communication and interpersonal skills to work collaboratively with stakeholders.
What We Offer
  • A competitive salary of 50,000 to 55,000 per annum (FTE).
  • Flexible working hours (5 hours per day, 4 days a week) to ensure a healthy work-life balance.
  • A supportive and collaborative work environment that values employee well-being.
  • Opportunities for professional development and growth within the organization.