Compliance Director

1 month ago


Walsall, Walsall, United Kingdom BK PLUS LIMITED Full time
Compliance Director Job Description

BK Plus Limited is seeking a seasoned Compliance Director to lead our compliance program and ensure that all our business operations and procedures comply with legal regulations and internal policies.

Key Responsibilities:
  • Compliance Program Development: Design and implement an effective compliance program tailored to our needs to prevent illegal, unethical, or improper conduct.
  • Policy Management: Develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program and its related activities.
  • Risk Management: Identify and report to the Board on potential areas of compliance vulnerability and risk within accounting/financial operations.
  • Training and Education: Provide training for employees on compliance-related topics, policies, or procedures, focusing on accounting/financial practices and standards.
  • Internal Audits and Investigations: Conduct internal audits to monitor the effectiveness of the compliance program.
  • Reporting: Report regularly to the CEO and the Board of Directors on the progress of implementation and operation of the compliance program.
  • Regulatory Affairs: Stay abreast of regulatory developments as well as evolving best practices in compliance control.
Requirements:
  • Bachelor's degree in accounting, law, business administration, or a related field; advanced degree preferred.
  • Minimum of 8-10 years of experience in compliance, risk management, or regulatory affairs within the accounting industry.
  • Proven experience in a leadership role within a compliance department, preferably in an accountancy firm.
  • In-depth knowledge of accounting standards and regulations (including AML and GDPR).
  • Strong analytical skills and the ability to interpret complex legal and financial documents.

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