Auditor Principal

3 days ago


London, Greater London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

About the Role

We are seeking a highly skilled Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team. As a key member of the team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.

Key Responsibilities

  • Support the Principal Audit Manager in planning, executing and reporting the results of internal audits of controls over predominantly Electronic Trading related risks and controls.
  • Lead audit assignments, understand the importance of project management, draft audit findings/reports for review by audit management, facilitate tracking of findings and validate closure of findings.
  • Undertake all aspects of audit fieldwork in line with the agreed audit approach including identification of key risks, documentation of process flows and key controls, testing controls to determine whether they are properly designed and operating effectively independently, and documenting audit work in accordance with Group Audit's methodology and standards.
  • Execute day-to-day operational audit work and contribute to the delivery of audits.
  • Complete assigned audit work, including ad hoc projects and special investigations in line with agreed budgets.
  • Partner with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls.

Requirements

  • IT auditor with front to back Investment bank experience and someone who is able to build bridge between IT risks and controls and market conduct risks and how they could manifest themselves in Algo Trading environment.
  • Significant external or internal auditing experience and ideally in Investment Banking in Electronic Trading Space or FX, Equities and Rates asset classes where the candidate has worked on Electronic/Algorithmic Trading Audits or covered some of the aspect of these businesses.
  • Being able to read simple codes for electronic offerings such as SQL and Python.
  • Project management and planning skills.
  • Strong communication and presentation skills.
  • Professional credentials, including degree level education and a relevant professional qualification but not mandatory e.g. ACA/CFA/MBA/FRM.

About Us

We are 0840 Deutsche Bank Aktiengesellschaft, Filiale London, a leading global investment bank and financial services firm. We are committed to providing an environment with your development and wellbeing at its centre.

What We Offer

  • Hybrid working arrangements with the opportunity to work in the office and remotely from home.
  • Competitive salary and non-contributory pension.
  • 30 days' holiday plus bank holidays, with the option to purchase additional days.
  • Life Assurance and Private Healthcare for you and your family.
  • A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits.
  • The opportunity to support a wide-ranging CSR programme + 2 days' volunteering leave per year.


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