Senior Supervision Leader
4 weeks ago
Job Summary:
Merrill Wealth Management, a leading provider of comprehensive wealth management and investment products and services, seeks a Senior Supervision Leader to oversee processes within a supervision group, ensuring compliance with policies, procedures, and regulations. This role requires strong analytical skills, financial acumen, and excellent interpersonal and communication skills.
Key Responsibilities:
- Oversee processes within a supervision group to identify, monitor, and limit risk and financial exposure to the business.
- Partner with Field Supervision leaders, Office Management Teams, Financial Advisors, Wealth Management Associates, Product Managers, and Control Partners to resolve inquiries effectively and promptly.
- Identify and escalate emerging risks and trends that may not be readily recognized via existing routines, informed by established criteria, risk factors, and metrics.
- Manage and prioritize multiple tasks, maintaining quality and timeliness of work deliverables and timelines.
- Collaborate with the team to achieve business objectives and goals.
- Stay up-to-date with industry developments, regulatory changes, and best practices in wealth management and supervision.
Requirements:
- Bachelor's Degree (or equivalent work experience) required.
- Strong analytical skills and financial acumen.
- Excellent interpersonal, communication (verbal and written) and relationship building skills.
- Proactive and collaborative team player, willing to help in any situation.
- Proficiency in Microsoft Windows and Office applications, especially Excel, PowerPoint, and Word.
Work Environment:
This role is based in the United States and requires a 1st shift schedule with 40 hours per week.
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