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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that's building the best way to move and manage money without borders. We believe in a world where money moves freely, without judgement or prejudice.Job DescriptionWe're looking for a Senior Regulatory Compliance Manager to help us scale our investment product and support our Finance and Treasury teams in...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout the RoleWe're seeking a highly skilled Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory team, you will play a crucial role in helping us understand and comply with applicable prudential and investment regulations.As a Senior Regulatory Compliance Manager, you will be responsible for providing regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout the RoleWe're seeking a highly skilled Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory team, you will play a crucial role in helping us understand and comply with applicable prudential and investment regulations.As a Senior Regulatory Compliance Manager, you will be responsible for providing regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member of our regulatory...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality for everyone, everywhere.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member...
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London, Greater London, United Kingdom Wise Full timeAbout WiseWise is a global technology company that enables individuals and businesses to move and manage money across borders without borders, judgment, or prejudice. Our mission is to make money without borders a reality for everyone, everywhere.Job DescriptionWe are seeking a Senior Regulatory Compliance Manager to join our team in London. As a key member...
Senior Compliance Manager for Prudential and Investment Regulations
2 months ago
Company Overview
Wise is a leading technology firm dedicated to revolutionizing the way individuals and businesses manage their finances globally. Our mission is to simplify international money transfers and payments, ensuring efficiency and cost-effectiveness for our users. As part of our innovative team, you will contribute to building a seamless financial network accessible to everyone, everywhere.
Position Overview
We are seeking a Senior Compliance Manager to enhance our investment offerings and assist our Finance and Treasury departments in navigating prudential regulatory frameworks. This role will be based in London and involves collaboration with a diverse team of experts across various domains, including Risk, Product, Treasury, Finance, and Marketing. You will play a pivotal role in fortifying our approach to regulatory risk management and governance.
Initially, this position will serve as maternity cover for an existing Compliance Manager. Upon their return, you will focus on ensuring compliance with conduct regulations for our investment and payment sectors in the UK, while this role will primarily address prudential and investment regulatory matters.
Your Responsibilities:
- Act as the Subject Matter Expert (SME) for prudential and investment regulatory guidance and policy for our UK investment operations, including IFPR, MIFIDPRU, SYSC 19G, and CASS.
- Manage escalations from first-line teams regarding investment products and prudential oversight.
- Evaluate forthcoming changes in prudential and investment regulations, collaborating with first-line teams to conduct impact assessments and devise implementation strategies as necessary.
- Assist with internal and external audit inquiries related to CASS and prudential regulations.
- Coordinate with the broader regulatory team to oversee regulatory interactions and manage reporting requirements.
- Partner with the second-line monitoring and testing team to ensure robust oversight and compliance with relevant prudential and investment regulations.
- Deliver regulatory training and create self-help resources to support the investment business in meeting compliance obligations.
- Provide guidance on marketing initiatives associated with our investment products.
- During the maternity cover period, assist the business in adhering to conduct rules and regulations applicable to investment firms.
This Role Offers You:
- An opportunity to significantly influence our team's understanding and adherence to relevant prudential and investment regulations.
- The chance to gain comprehensive insights into Wise's expanding operations and engage with various teams across the organization.
- The ability to implement innovative compliance solutions with a focus on technology and customer experience.
Candidate Profile:
The ideal candidate will possess a strong background in regulatory compliance, along with excellent communication and organizational skills, demonstrating motivation and a positive attitude. Specifically, we are looking for someone who can showcase the following attributes:
- Expertise - A deep understanding of prudential and investment regulations, including MiFIDPRU, IFPR, and CASS. Familiarity with additional regulatory requirements concerning operational resilience, wind-down planning, payments, or conduct rules is advantageous.
- Experience - A minimum of 4 years in providing regulatory guidance, policy development, or risk management.
- Proactive - A strong sense of urgency and the ability to thrive under pressure, effectively prioritizing tasks and meeting tight deadlines.
- Problem Solver - A knack for identifying innovative solutions and collaborating with diverse teams to achieve objectives.
- Effective Communicator - Strong written and verbal communication skills, with the ability to build relationships and communicate thoughtfully across all organizational levels.
- Resilient - The ability to recover quickly from setbacks, learn from experiences, and iterate on solutions.
- Willingness to Travel - While the role is based in London, you should be open to travel as needed to engage with teams in various locations.
Additional Information
At Wise, we are committed to building a diverse, equitable, and inclusive workforce. We believe that diverse teams are essential to our success and foster an environment where every individual feels respected and empowered to contribute to our mission. We encourage you to explore what it means to work at Wise and stay connected with our community.
