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Compliance Director
2 months ago
Head of Compliance National IFA
Key Responsibilities:
- Collaborate with the Managing Director to ensure compliance with regulatory requirements for our client and subsidiary companies.
- Develop and implement effective compliance strategies, including the Consumer Duty plan.
- Oversee operational efficiency and effectiveness in compliance management.
Requirements:
- Strong understanding of regulatory frameworks and compliance best practices.
- Excellent leadership and communication skills.
- Ability to analyze complex data and make informed decisions.
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