Compliance Officer
4 weeks ago
Astral Recruitment is seeking an experienced Compliance Officer to join a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.
Key Responsibilities:- Review client files to confirm suitability and adherence to regulatory and company requirements.
- Identify and report any breaches or misconduct by firms and individuals.
- Provide feedback and prepare action plans for firms and individuals following audits.
- Assist in embedding a positive compliance culture across the Group.
The ideal candidate will have compliance experience from an IFA firm and be Level 4 Dip qualified. This is a great opportunity to work with a market-leading company dealing with complex financial services regulations.
-
Compliance Officer
1 week ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to support their team based in Horsham. This hybrid working position requires a proactive and flexible approach with strong technical competence in Microsoft applications and accurate keyboard skills. The ideal candidate will provide first-class support to the Compliance...
-
Compliance Officer
4 weeks ago
Horsham, West Sussex, United Kingdom Astral Recruitment Full timeCompliance Officer RoleAstral Recruitment is seeking an experienced Compliance Officer to join a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.Key Responsibilities:Review client files to confirm suitability and adherence to regulatory and...
-
Compliance Officer
4 weeks ago
Horsham, West Sussex, United Kingdom Astral Recruitment Full timeCompliance Officer RoleAstral Recruitment is seeking an experienced Compliance Officer to join a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.Key Responsibilities:Review client files to confirm suitability and adherence to regulatory and...
-
Compliance Officer
3 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to join their team in Horsham. This role will involve providing exceptional support to the Compliance Officer and contributing to the team's success.Key Responsibilities:Deliver first-class support to the Compliance Officer, ensuring seamless...
-
Compliance Officer
3 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to join their team in Horsham. This role will involve providing exceptional support to the Compliance Officer and contributing to the team's success.Key Responsibilities:Deliver first-class support to the Compliance Officer, ensuring seamless...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to join their team in Horsham. This role will involve providing exceptional support to the Compliance Officer and contributing to the team's success.Key Responsibilities:Deliver first-class support to the Compliance Officer, ensuring seamless...
-
Compliance Officer
3 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to join their team in Horsham. This role will involve providing exceptional support to the Compliance Officer and contributing to the team's success.Key Responsibilities:Deliver first-class support to the Compliance Officer, ensuring seamless...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to join their team in Horsham. This role will involve providing exceptional support to the Compliance Officer and contributing to the team's success.Key Responsibilities:Deliver first-class support to the Compliance Officer, ensuring seamless...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to join their team in Horsham. This role will involve providing exceptional support to the Compliance Officer and contributing to the team's success.Key Responsibilities:Deliver first-class support to the Compliance Officer, ensuring seamless...
-
Compliance Officer
1 week ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are seeking a skilled Compliance Administrator to provide exceptional support to our Compliance Officer. This role will involve working in a hybrid environment and requires a proactive and flexible approach with a strong drive and determination.The ideal candidate will have business and commercial awareness, including a strong client focus, and technical...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to support their team based in Horsham. This hybrid working position requires a proactive and flexible approach with strong business and commercial awareness.Provide exceptional support to the Compliance Officer, ensuring seamless day-to-day...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Administrator - HorshamArtemis Recruitment Consultants Ltd is seeking a skilled Compliance Administrator to support their team based in Horsham. This hybrid working position requires a proactive and flexible approach with strong business and commercial awareness.Provide exceptional support to the Compliance Officer, ensuring seamless day-to-day...
-
Compliance and Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Full timeCompliance and Monitoring OfficerAs part of our Operations Compliance Team, we are seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business with a focus on the activities of our Pension (SIPP) operations.Key ResponsibilitiesUndertake...
-
Compliance and Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Full timeCompliance and Monitoring OfficerAs part of our Operations Compliance Team, we are seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business with a focus on the activities of our Pension (SIPP) operations.Key ResponsibilitiesUndertake...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeJob Title: Regulatory Compliance ConsultantJoin our team at Benchmark Capital Group as a Regulatory Compliance Consultant and play a crucial role in ensuring the company's compliance with regulatory requirements.About the Role:We are seeking a highly skilled and experienced Regulatory Compliance Consultant to join our team. As a Regulatory Compliance...
-
Compliance Officer
2 weeks ago
Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeJob Title: Regulatory Compliance ConsultantJoin our team at Benchmark Capital Group as a Regulatory Compliance Consultant and play a crucial role in ensuring the company's compliance with regulatory requirements.About the Role:We are seeking a highly skilled and experienced Regulatory Compliance Consultant to join our team. As a Regulatory Compliance...
-
Compliance Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeCompliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension (SIPP)...
-
Compliance Monitoring Officer
1 month ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeCompliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension (SIPP)...
-
Compliance Monitoring Officer
4 days ago
Horsham, West Sussex, United Kingdom Schroders Full timeOur Operations Compliance Team is seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business. The ideal candidate will have experience within a Compliance Monitoring or Audit role, including knowledge of Compliance monitoring tools and...
-
Compliance Monitoring Officer
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeCompliance Monitoring Officer (Pensions)As part of our Operations Compliance Team, we are seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business, with a focus on the activities of our Pension (SIPP) operations.Key responsibilities...