Compliance Monitoring Officer

4 months ago

Bristol, United Kingdom Diligenta Full time

**Salary**: From £31828-£39785

**Who are Diligenta?**:
Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development.

**Summary of the role**:
Due to continual growth our Compliance and Governance function is now looking for a Compliance Monitoring Officer to join us on this exciting journey. This involves providing internal and external stakeholders with an objective view of the effectiveness of regulatory controls across the business by undertaking aspects of the Compliance Monitoring Plan.

**Benefits**:

- 33 days including Bank Holidays
- Eligibility for an annual discretionary bonus scheme
- Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tata Consultancy Services)
- Access to Perks at Work (an online discounted shopping platform) saving you money on a wide range of goods and services, including your weekly food shop, holidays and electrical goods
- Cycle to Work Scheme & Interest free Season Ticket loans
- A companywide Wellbeing programme, including an Employee Assistance Programme and other benefits/resources to support your mental/physical and financial wellbeing
- A comprehensive set of Moments that Matter policies, such as Carer's Leave, Foster Leave and Retirement Leave
- A contributory company pension scheme where we match your contributions up to 6%, Group Life Assurance ('Death in Service") & Group Income Protection

**What you'll be doing**:

- Undertaking allocated Compliance Monitoring assignments under minimum supervision to the required timescales and quality and in accordance with Diligenta's Compliance Monitoring Methodology.
- Agreeing appropriate and cost-effective remedial management actions with relevant colleagues to address reported findings and, therefore, to meet regulatory obligations and deliver TCF compliant customer outcomes.
- Tracking and reporting progress on remedial actions
- Establishing and continuously developing formal/informal communication networks and effective working relationships with key internal and external stakeholders
- Contributing positive ideas and experience to enhance the Compliance Monitoring methodology and professional working practices

**What we're looking for**:

- Have a good understanding of the regulated environment, including awareness of FCA (particularly Conduct Risk and TCF), DPA and AML requirements and other regulations relating to UK life and pensions business (e.g., HMRC and tpr)
- Understand business and how to develop a deep understanding of its needs, stakeholders and processes to ensure robust compliance.
- Can demonstrate strong influence skills and communication to develop connections across business units.
- Demonstrate examples of developing solutions and then implementing and monitoring them.

  • Compliance Monitoring Officer

    4 months ago

    Bristol, United Kingdom Diligenta Full time

    **Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

  • Compliance Monitoring Officer

    4 months ago

    Bristol, United Kingdom Diligenta Full time

    **Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

  • Senior Compliance Monitoring Officer

    1 month ago

    Bristol, Bristol, United Kingdom Sanderson Full time

    {"title": "Senior Compliance Monitoring Officer", "description": "About the RoleWe are seeking a highly skilled Senior Compliance Monitoring Officer to join our Compliance and Governance function. As a key member of our team, you will be responsible for leading reviews on our compliance with regulatory requirements, including Conduct Risk, and achieving TCF...

  • Senior Compliance Monitoring Officer

    1 month ago

    Bristol, Bristol, United Kingdom Sanderson Full time

    {"title": "Senior Compliance Monitoring Officer", "description": "About the RoleWe are seeking a highly skilled Senior Compliance Monitoring Officer to join our Compliance and Governance function. As a key member of our team, you will be responsible for leading reviews on our compliance with regulatory requirements, including Conduct Risk, and achieving TCF...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints AdvisorWe are seeking an experienced Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a Complaints Advisor, you will play a critical role in ensuring compliance with regulatory obligations and policies.Key Responsibilities:Liaise with fee earners to investigate complaints and provide advice on complaints handling to ensure compliance...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints AdvisorWe are seeking an experienced Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a Complaints Advisor, you will play a critical role in ensuring compliance with regulatory obligations and policies.Key Responsibilities:Liaise with fee earners to investigate complaints and provide advice on complaints handling to ensure compliance...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm's regulatory obligations are met.Key Responsibilities:Liaise with fee earners to investigate complaints and provide expert advice on complaints handling.Advise on...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm's regulatory obligations are met.Key Responsibilities:Liaise with fee earners to investigate complaints and provide expert advice on complaints handling.Advise on...

  • Senior Compliance Monitoring Officer

    1 month ago

    Bristol, United Kingdom Sanderson Full time

    Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on...

  • Compliance Officer

    2 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Officer - Regulatory ExpertWe are seeking a highly experienced Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant regulations and laws.Key Responsibilities:Liaise with fee earners to investigate complaints and...

  • Compliance Monitoring Director

    2 weeks ago

    Bristol, Bristol, United Kingdom Atomos Investments Limited Full time

    Senior Compliance Monitoring ManagerCareerThis is an exceptional opportunity for an experienced compliance professional to take on a leadership role. Ideal for those with a strong background in compliance or auditing and a proven track record of success.About the RoleAs the Senior Compliance Monitoring Manager, you will report directly to the Head of...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Takeaway Full time

    Join Our Team as a Compliance OfficerWe're seeking a highly skilled Compliance Officer to join our dynamic team at Just Eat Takeaway.com. As a key member of our InfoSec team, you'll play a crucial role in ensuring our organization's regulatory compliance and data protection.About the RoleAs a Compliance Officer, you'll be responsible for:Monitoring and...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Takeaway Full time

    Join Our Team as a Compliance OfficerWe're seeking a highly skilled Compliance Officer to join our dynamic team at Just Eat Takeaway.com. As a key member of our InfoSec team, you'll play a crucial role in ensuring our organization's regulatory compliance and data protection.About the RoleAs a Compliance Officer, you'll be responsible for:Monitoring and...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Takeaway Full time

    Join Our Team as a Compliance OfficerWe're seeking a highly skilled Compliance Officer to join our dynamic team at Just Eat Takeaway.com. As a key member of our InfoSec team, you'll play a crucial role in ensuring our organization's compliance with regulatory requirements and industry best practices.About the RoleAs a Compliance Officer, you'll be...

  • Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Takeaway Full time

    Join Our Team as a Compliance OfficerWe're seeking a highly skilled Compliance Officer to join our dynamic team at Just Eat Takeaway.com. As a key member of our InfoSec team, you'll play a crucial role in ensuring our organization's compliance with regulatory requirements and industry best practices.About the RoleAs a Compliance Officer, you'll be...

  • Compliance Officer

    4 weeks ago

    Bristol, Bristol, United Kingdom Takeaway Full time

    Join Our Team as a Compliance OfficerWe're seeking a highly skilled Compliance Officer to join our dynamic team at Just Eat Takeaway.com. As a key member of our InfoSec team, you'll play a crucial role in ensuring our organization's regulatory compliance and data protection.About the RoleAs a Compliance Officer, you'll be responsible for:Monitoring and...

  • Compliance Officer

    4 weeks ago

    Bristol, Bristol, United Kingdom Takeaway Full time

    Join Our Team as a Compliance OfficerWe're seeking a highly skilled Compliance Officer to join our dynamic team at Just Eat Takeaway.com. As a key member of our InfoSec team, you'll play a crucial role in ensuring our organization's regulatory compliance and data protection.About the RoleAs a Compliance Officer, you'll be responsible for:Monitoring and...

  • Compliance Manager

    2 days ago

    Bristol, Bristol, United Kingdom AJ Fox Compliance Full time

    Job Title: AML Compliance ManagerWe have an exciting opportunity for an experienced AML Compliance Manager to join our team at AJ Fox Compliance in Bristol. This role will support the Compliance Department in strengthening their existing resources, delivering a high-quality service to the firm's management and lawyers, and supporting the business in...

  • Compliance Officer

    4 weeks ago

    Bristol, Bristol, United Kingdom Clear IT Recruitment Full time

    Compliance Manager/Solicitor Job DescriptionClear Legal and Financial Recruitment is seeking a highly skilled Compliance Manager/Solicitor to join their well-established law firm in Bristol. The ideal candidate will have a strong background in compliance and risk management, with experience in a regulated environment.Key Responsibilities:Monitor and stay...

  • Compliance Officer

    4 weeks ago

    Bristol, Bristol, United Kingdom Clear IT Recruitment Full time

    Compliance Manager/Solicitor Job DescriptionClear Legal and Financial Recruitment is seeking a highly skilled Compliance Manager/Solicitor to join their well-established law firm in Bristol. The ideal candidate will have a strong background in compliance and risk management, with experience in a regulated environment.Key Responsibilities:Monitor and stay...