Compliance Monitoring Officer

6 months ago

Bristol, United Kingdom Diligenta Full time

**Salary**: From £31828-£39785

**Who are Diligenta?**:
Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development.

**Summary of the role**:
Due to continual growth our Compliance and Governance function is now looking for a Compliance Monitoring Officer to join us on this exciting journey. This involves providing internal and external stakeholders with an objective view of the effectiveness of regulatory controls across the business by undertaking aspects of the Compliance Monitoring Plan.

**Benefits**:

- 33 days including Bank Holidays
- Eligibility for an annual discretionary bonus scheme
- Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tata Consultancy Services)
- Access to Perks at Work (an online discounted shopping platform) saving you money on a wide range of goods and services, including your weekly food shop, holidays and electrical goods
- Cycle to Work Scheme & Interest free Season Ticket loans
- A companywide Wellbeing programme, including an Employee Assistance Programme and other benefits/resources to support your mental/physical and financial wellbeing
- A comprehensive set of Moments that Matter policies, such as Carer's Leave, Foster Leave and Retirement Leave
- A contributory company pension scheme where we match your contributions up to 6%, Group Life Assurance ('Death in Service") & Group Income Protection

**What you'll be doing**:

- Undertaking allocated Compliance Monitoring assignments under minimum supervision to the required timescales and quality and in accordance with Diligenta's Compliance Monitoring Methodology.
- Agreeing appropriate and cost-effective remedial management actions with relevant colleagues to address reported findings and, therefore, to meet regulatory obligations and deliver TCF compliant customer outcomes.
- Tracking and reporting progress on remedial actions
- Establishing and continuously developing formal/informal communication networks and effective working relationships with key internal and external stakeholders
- Contributing positive ideas and experience to enhance the Compliance Monitoring methodology and professional working practices

**What we're looking for**:

- Have a good understanding of the regulated environment, including awareness of FCA (particularly Conduct Risk and TCF), DPA and AML requirements and other regulations relating to UK life and pensions business (e.g., HMRC and tpr)
- Understand business and how to develop a deep understanding of its needs, stakeholders and processes to ensure robust compliance.
- Can demonstrate strong influence skills and communication to develop connections across business units.
- Demonstrate examples of developing solutions and then implementing and monitoring them.

  • Compliance Monitoring Officer

    6 months ago

    Bristol, United Kingdom Diligenta Full time

    **Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

  • Compliance Monitoring Officer

    6 months ago

    Bristol, United Kingdom Diligenta Full time

    **Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

  • Compliance Monitoring Officer

    2 weeks ago

    Bristol, United Kingdom Sanderson Recruitment Plc Full time

    Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on...

  • Compliance Monitoring Professional

    1 month ago

    Bristol, Bristol, United Kingdom Atomos Investments Limited Full time

    About the RoleWe are seeking a highly skilled Senior Compliance Monitoring Manager to join our team at Atomos Investments Limited.The ideal candidate will have several years of experience in compliance or auditing and be ready to take on more responsibility.As the Senior Compliance Monitoring Manager, you will report directly to the Head of Compliance and...

  • Aml Compliance Manager

    3 days ago

    Bristol, United Kingdom Aj Fox Compliance Full time

    Job Description We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office.In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to...

  • Aml Compliance Manager

    2 weeks ago

    Bristol, United Kingdom Aj Fox Compliance Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office.In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to support the...

  • Compliance Manager

    1 month ago

    Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • Senior Anti-Money Laundering Compliance Officer

    4 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleWe are seeking an experienced Senior Anti-Money Laundering Compliance Officer to join our team at AJ FOX COMPLIANCE in Bristol. This is a fantastic opportunity to lead and oversee anti-money laundering (AML) compliance efforts, ensuring exceptional service delivery to clients.As AML Compliance Manager, you will support the Compliance Department...

  • AML Compliance Manager

    1 month ago

    Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to...

  • AML Compliance Manager

    5 days ago

    Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • AML Compliance Manager

    2 months ago

    Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • AML Compliance Manager

    1 month ago

    Bristol,, South West England, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • AML Compliance Manager

    2 months ago

    Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • Compliance Officer

    1 week ago

    Bristol, United Kingdom Audit & Risk Recruitment Full time

    Compliance Officer – FTSE 250 Home-based with offices in Glasgow, London, Bristol and Dublin.Audit & Risk Recruitment are partnering a FTSE 250 FMCG business to strengthen their Internal Audit, Controls, Risk Management and Compliance function.This Compliance Officer role is a newly created position and will play a vital role in ensuring the business...

  • Electronics Monitoring Officer

    2 weeks ago

    Bristol, Bristol, United Kingdom Adecco UK Limited Full time

    Job OverviewAdecco UK Limited is seeking a skilled Electronics Monitoring Officer to join their team. This role involves installing and decommissioning electronic monitoring equipment in the homes of individuals subject to electronic monitoring.The ideal candidate will have excellent communication skills, be able to work independently and as part of a...

  • AML Compliance Manager

    5 days ago

    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • AML Compliance Manager

    1 month ago

    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • AML Compliance Manager

    2 months ago

    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • Compliance Officer

    6 months ago

    Bristol, United Kingdom Aspira Corporate Solutions Full time

    **Job Overview**: **Snapshot of responsibilities**: - Assisting the Compliance Director to implement and review strategic business plans for the Compliance function to contribute to the overall compliant operations of the firm - Assisting with compliance induction for new staff - Providing guidance and support to advisers and support staff - Providing...

  • Risk and Compliance Manager

    1 week ago

    Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title:Risk and Compliance ManagerKey Responsibilities:The Risk and Compliance Manager will be responsible for leading the team and overseeing AML CDD, risk assessments, and ongoing monitoring. Key tasks include reviewing and updating the firm's AML risk assessment and source of funds checks, and assisting with the preparation of the annual AML report for...