Compliance Assistant

**About Us** HSL Compliance are one of the leading companies in the compliance market, providing services throughout the UK. We are looking for an Account Co-ordinator to join our enthusiastic team. As a committed people company we strive to help hard working employees to build a career. **Job Role** Reporting to the Operations Support Manager, your role...

**Job description** - Monitor and assist the business to manage change: - Proactively monitor and review regulatory developments on a weekly basis, making initialassessments and producing summaries. - Provide technical advice and guidance on compliance matters. - Maintain a detailed regulatory change road map with the business, identifying keyworkstreams,...

We are a world class research-intensive university. We deliver teaching and learning of the highest quality. We play a leading role in economic, social and cultural development of the North East of England. Attracting and retaining high-calibre people is fundamental to our continued success.The RoleNewcastle University is seeking a highly motivated Student...

**Salary**: £29,605 to £30,487 with progression to £32,982 per annum Newcastle University is a great place to work, with excellent benefits. We have a generous holiday package; plus the opportunity to buy more, great pension schemes and a number of health and wellbeing initiatives to support you. **Closing Date**: 28 April 2024 The Role Newcastle...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. ...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. ...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Job Description Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will...

Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Role...

The Compliance Partner provides group-wide guidance to all levels throughout the group, to ensure a positive, regulatory compliant and great client outcome is achieved. **The role will involve**: - Review and respond to compliance queries efficiently and accurately - Carry out second line monitoring as per agreed timetable for advice, product and/or...

**The Business** Nigel Wright are delighted to be exclusively supporting a global business with their search for a Compliance and Certification Adviser, located in North Shields, Tyne and Wear. **The individual** We are looking for someone who has the following skills/attributes: - Excellent attention to detail - Strong communicator who can work well with a...

Compliance Officer Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Ensure...

Compliance Officer Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Ensure...

Compliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office...

Compliance Officer/File CheckerWant to apply Read all the information about this position below, then hit the apply button.PermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory...

Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via in house back...

Compliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office...