Compliance Manager

2 weeks ago


Gerrards Cross, United Kingdom Virtuoso Recruitment Limited Full time

**Compliance Manager - Gerrards Cross**

**Job description**

We are an established Property Finance Brokerage specialising in Bridging, Buy to Let, Commercial Term and Development finance as well as a recently launched Mortgage Network.

We are building an amazing team and looking for an ambitious Compliance Manager to join the team, **based at our offices in Gerrards Cross.**

Reporting to the Commercial Director, the role will require a high degree of attention to detail a detailed knowledge of the mortgage sales process along with experience in dealing with mortgage brokers, and protection advisors.

You will be required to check mortgage case files have followed the correct sales process and that the correct advice has been given.

This is a role that requires a proactive, flexible, hardworking approach and positive attitude; with a need for attention to detail and strong organisational skills and managing multiple priorities.

If you are innovative, curious, and not afraid of a challenge, we would love to hear from you.

**Compliance Manager - Mortgage Network**

**What skills are required to be considered?**
- Proven experience in compliance or regulated sales role
- Understanding of UK regulatory requirements within the mortgage sector of the financial services industry
- Good experience within the mortgage sector of financial services and practical experience and knowledge of compliance monitoring activities is essential
- Knowledge of Data Protection, including GDPR and Anti-Money Laundering Regulations
- A good understanding of FCA handbooks and regulatory guides
- CeMAP qualification

**Daily duties include**
- Carry out the assessment of mortgage advice provided to clients by checking each mortgage file
- Identify potential gaps and weaknesses and develop preventative and remedial measures
- Assist in the adoption of best practices and procedures within the regulations of the Data Protection Act (DPA) including GDPR and AML/CTF
- Ongoing monitoring of AML and DPA activities within the business and reporting the findings for inclusion in the annual MLRO and DPO Report
- Working with the team to meet and ideally exceed SLA levels.

**What’s on offer**
- 25 days holiday + bank holidays
- Contributory Pension.

**Job Types**: Full-time, Permanent

**Salary**: depending on experience


  • Compliance Manager

    1 week ago


    Gerrards Cross, Buckinghamshire, United Kingdom Virtuoso Recruitment Limited Full time

    Compliance Manager - Gerrards CrossJob descriptionWe are an established Property Finance Brokerage specialising in Bridging, Buy to Let, Commercial Term, Development finance, Residential Mortgages, Life Assurance and General Insurance.We are building an amazing team and looking for an ambitious Compliance Manager to join the team, based at our offices in...

  • Head of Compliance

    2 months ago


    Gerrards Cross, United Kingdom Stonebridge Contracting Full time

    The Stonebridge business was established in 2017. There are two companies within the group: Stonebridge Contracting, an outsourced service provider specialising in logístical and project management services to the construction and rail sectors, and Stonebridge Payment Solutions, our umbrella company. Stonebridge are looking for an experienced Compliance...

  • Head of Compliance

    3 weeks ago


    Gerrards Cross, United Kingdom Stonebridge Contracting Full time

    The Stonebridge business was established in 2017. There are two companies within the group: Stonebridge Contracting, an outsourced service provider specialising in logístical and project management services to the construction and rail sectors, and Stonebridge Payment Solutions, our umbrella company. Stonebridge are looking for an experienced Compliance...

  • Transactional Manager

    3 weeks ago


    Gerrards Cross, Buckinghamshire, United Kingdom Greenwell Gleeson Full time

    Transactional Manager Kpa + car allowance - Based in Gerrards Cross Greenwell Gleeson are exclusively recruiting a Transactional Manager to lead a team (14 staff) for a international construction business. As the Transactional Manager you will be tasked with managing the AP and AR team as well as the full P2P cycle, CIS payments and expenses. In addition,...

  • Transactional Manager

    2 months ago


    Gerrards Cross, Buckinghamshire, United Kingdom Greenwell Gleeson Full time

    Transactional Manager Kpa + car allowance - Based in Gerrards Cross Greenwell Gleeson are exclusively recruiting a Transactional Manager to lead a team (14 staff) for a international construction business. As the Transactional Manager you will be tasked with managing the AP and AR team as well as the full P2P cycle, CIS payments and expenses. In addition,...

  • Finance Manager

    2 weeks ago


    Gerrards Cross, Buckinghamshire, United Kingdom Reed Full time

    Fantastic opportunity for a fully qualified who is seeking a progressive role. Working in a great team, fully office based your role will include: Manage and prepare quarterly & year end management accountsManage and calculate quarterly VAT returns and reconcile to turnoverBalance sheet reconciliations & journal entries, including prepayments &...

  • Finance Manager

    2 weeks ago


    Gerrards Cross, United Kingdom Reed Full time

    Fantastic opportunity for a fully qualified who is seeking a progressive role. Working in a great team, fully office based your role will include: Manage and prepare quarterly & year end management accountsManage and calculate quarterly VAT returns and reconcile to turnoverBalance sheet reconciliations & journal entries, including prepayments &...


  • Gerrards Cross, United Kingdom Warman O'Brien Full time

    This is an exciting role with a Top Pharma, who are looking for a Contract Manager to provide their expertise and leadership to the commercial operations in the UK. The role will report into the Head of Contract Management. Location: Buckinghamshire Duration: 01/09/2023 to 01/08/2024 Major Duties & Responsibilities The Contract Management Lead will...

  • Deputy Manager

    3 weeks ago


    Gerrards Cross, United Kingdom Maria Mallaband Care Group Full time

    The Deputy Manager will report to the Registered Manager and is responsible for delivering high standards of care in accordance with MMCG policies and procedures and all external regulatory requirements.This includes the efficient and effective day to day running of the Home, developing exceptional personalised service for every service user and their loved...

  • Deputy Manager

    2 weeks ago


    Gerrards Cross, United Kingdom CareerBliss Full time

    The Deputy Manager will report to the Registered Manager and is responsible for delivering high standards of care in accordance with MMCG policies and procedures and all external regulatory requirements. This includes the efficient and effective day to day running of the Home, developing exceptional personalised service for every service user and their loved...


  • Gerrards Cross, United Kingdom Brevere Group Full time

    **Are you a wealth management administration professional, looking for a new role in a dynamic and supportive environment?** Due to continued success in providing advice to HNW clients, this successful wealth management practice requires a professionaland proactive PA / Administrator to provide holistic support to the Financial Advisers and Paraplanning...

  • Deputy Manager

    1 month ago


    Gerrards Cross, United Kingdom Maria Mallaband Full time

    About the Role The Deputy Manager will report to the Registered Manager and is responsible for delivering high standards of care in accordance with MMCG policies and procedures and all external regulatory requirements. This includes the efficient and effective day to day running of the Home, developing exceptional personalised service for every...

  • Deputy Manager

    3 weeks ago


    Gerrards Cross, United Kingdom Maria Mallaband Care Group Full time

    The Deputy Manager will report to the Registered Manager and is responsible for delivering high standards of care in accordance with MMCG policies and procedures and all external regulatory requirements.Please read the following job description thoroughly to ensure you are the right fit for this role before applying.This includes the efficient and effective...

  • Deputy Manager

    3 weeks ago


    Gerrards Cross, United Kingdom Maria Mallaband Full time

    About the Role The Deputy Manager will report to the Registered Manager and is responsible for delivering high standards of care in accordance with MMCG policies and procedures and all external regulatory requirements. This includes the efficient and effective day to day running of the Home, developing exceptional personalised service for every...

  • Finance Manager

    1 week ago


    Gerrards Cross, United Kingdom Rhone Products UK Ltd Full time

    Patek Philippe is the last family-owned independent Genevan Watch Manufacturer.We are currently recruiting to fill the following full-time vacancy in our UK Head Office inChalfont St Peter, BuckinghamshireFinance Manager(Full time, office based)You will work within our busy Finance department, managing the day-to-day finance operations, processing all...

  • Duty Manager

    1 month ago


    Gerrards Cross, United Kingdom Everyone Active Full time

    Duty Manager - Chalfont Leisure Centre - Gerrards Cross, BuckinghamshireJob Type: Full TimeEveryone Active is currently seeking an ambitious and self-motivated individual to take on this role and embrace our brand mission of 30 minutes of activity 5 times a week.The successful candidate will be responsible for supporting the day to day operations of the...

  • Duty Manager

    3 weeks ago


    Gerrards Cross, United Kingdom Everyone Active Full time

    Duty Manager - Chalfont Leisure Centre - Gerrards Cross, BuckinghamshireJob Type: Full TimeEveryone Active is currently seeking an ambitious and self-motivated individual to take on this role and embrace our brand mission of 30 minutes of activity 5 times a week.The successful candidate will be responsible for supporting the day to day operations of the...

  • Duty Manager

    1 week ago


    Gerrards Cross, United Kingdom Everyone Active Full time

    Duty Manager - Chalfont Leisure Centre - Gerrards Cross, BuckinghamshireJob Type: Full TimeEveryone Active is currently seeking an ambitious and self-motivated individual to take on this role and embrace our brand mission of 30 minutes of activity 5 times a week.The successful candidate will be responsible for supporting the day to day operations of the...

  • Service Coordinator

    2 weeks ago


    Gerrards Cross, United Kingdom Veolia UK Full time

    Ready to find the right role for you? **Transport Service Coordinator** **Salary**: £28,000.00 per annum, plus Bonus Scheme and other Veolia benefits Hours: 40 hours per week, Monday to Friday 8:30am - 5pm Location: Gerrards Cross,SL9 8TE When you see the world as we do, you see the chance to help the world take better care of its resources, and help...


  • Gerrards Cross, United Kingdom Veolia Full time

    **Transport Service Coordinator** **Salary**:£28,000.00 per annum, plus Bonus Scheme and other Veolia benefits **Hours**:40 hours per week, Monday to Friday 8:30am - 5pm **Location**:Gerrards Cross,SL9 8TE When you see the world as we do, you see the chance to help the world take better care of its resources, and help it become a better place for...