Associate Director

2 weeks ago


London, United Kingdom eFinancialCareers Full time

Our client are a leading global Investment Bank.

**Description**

The Associate Director, Onboarding -Quality Control, Data and Projects will be responsible for:

- This role to team head with a face off to key stakeholders and preparing and attending EU committees.
- Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
- Provide leadership, management and day-to-day oversight to the Quality control team in delivering quality control of files for client onboarding, trigger event, periodic refresh and/or remediation activities for the assigned portfolios.
- Manage the Quality Control team to approve KYC file completion by conducting quality control tasks:

- Review customer on-boarding, trigger events, periodic refresh and remediation documentation and Fenergo record as assigned to determine KYC analysis and data quality gaps under the standard QC templates
- Ensure all AML controls are reviewed appropriately; namely, quality control the AML, ATF, Sanctions, PEP and adverse news screening that has been performed within the customer file.
- Ensure appropriate business line/EDD/1B/AML/GSO/FCC narrative and approvals have been provided Escalate material issues for further review/escalation by management

**Profile**

The Associate Director, Onboarding - Quality Control, Data and Projects should have the following skills:

- Strong experience in financial services in AML KYC or other AML/ATF and compliance related functions
- Minimum Bachelor's degree in business, related field, finance, audit or equivalent experience
- CAMS certification desirable
- Recognised knowledge of current and anticipated regulatory frameworks impacting client onboarding knowledge of European KYC/AML. CANDER, Dodd Frank, EMIR and FATCA knowledge will be an asset.
- Solid understanding of the global banking and capital markets business lines, products, services, operations, systems, as well as workflows across the Front, Middle and Back Offices.
- Knowledge of quality control processes; prior experience is strong asset
- Previous team management experience is considered an asset. Exhibit strong judgment to detect, solve, or escalate problems efficiently and effectively. Taking full responsibility and ownership for all tasks/activities performed.

**Job Offer**

Salary of 80,000-90.000 plus attractive benefits package

Hybrid working 50% time in office


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