Senior Compliance Manager

4 weeks ago


South West England, United Kingdom Huntswood Full time

Our client, an established business within the life and pensions space has an immediate opening for a Senior Compliance Manager to join the business, working in a hybrid, flexible environment.

Reporting to the Head of Compliance, the Senior Compliance Manager will be responsible for ensuring all 1st line governance and controls and policies and procedures meet Financial Conduct Authority (FCA) regulatory requirements.

This will include;
- Ongoing horizon scanning, ensuring the business is suitably prepared to meet any change in regulatory requirements
- Working with a variety of stakeholders across the business, providing ongoing assurance and oversight of key operating procedures, ensuring that these meet regulatory requirements and drive good customer outcomes
- Delivering key regulatory change initiatives, working with the senior leadership team to ensure regulatory change is embedded effectively across the business

The successful applicant will demonstrate;
- Excellent knowledge of FCA regulatory requirements
- Proven experience in developing FCA regulatory compliant operating procedures
- Strong working knowledge of FCA regulatory requirements that govern life, pension and investments products
- Ideally relevant professional qualifications e.g. ICA or DipFA.


  • Head of Compliance

    7 days ago


    Manchester, England, United Kingdom AJ Fox Compliance Full time

    Our client is seeking a Head of Risk & Compliance to join their business.Is this the next step in your career Find out if you are the right candidate by reading through the complete overview below.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the...

  • Compliance Lawyer

    2 weeks ago


    London, England, United Kingdom AJ Fox Compliance Full time

    Are you a qualified lawyer with a passion for compliance?Ready to make your application Please do read through the description at least once before clicking on Apply.Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join...


  • London, England, United Kingdom Compliance Professionals Full time

    THE COMPANY:Have you got what it takes to succeed The following information should be read carefully by all candidates.Our client is a multinational banking organisation.THE RESPONSIBILITIES:Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs).Good and...


  • Bath, South West, United Kingdom Deerfoot I.T. Resources Limited Full time

    Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)For a complete understanding of this...


  • England, United Kingdom Michael Page Full time

    The Compliance Manager will lead the risk and compliance department in a a FMCG business, ensuring the organisation meets industry standards and regulations. Lead, develop, and manage the risk and compliance team Develop and implement risk management strategies Conduct internal audits and identify areas of improvement Develop and deliver compliance...


  • England, United Kingdom Michael Page (UK) Full time

    Lead, develop, and manage the risk and compliance team Develop and implement risk management strategies Conduct internal audits and identify areas of improvement Develop and deliver compliance training to staff Report to senior management on compliance initiatives and effectiveness Keep abreast of changes in property sector regulations and policies...


  • London, England, United Kingdom AJ Fox Compliance Full time

    A top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.Want to make an application Make sure your CV is up to date, then read the following job specs carefully before applying.This role is ideal...


  • England, United Kingdom NHS Arden & GEM CSU Full time €50,952 - €57,349

    Compliance Manager (Resilience) We are looking for short term support – around 20 days, for a Compliance Manager (Business Continuity & EPRR). You will provide a comprehensive, expert Business Continuity and EPRR support service to the CSU and external Client base. Your expertise and leadership will be instrumental in developing, implementing, and...


  • England, United Kingdom NHS Arden & GEM CSU Full time €50,952 - €57,349

    Compliance Manager (Resilience) We are looking for short term support – around 20 days, for a Compliance Manager (Business Continuity & EPRR). You will provide a comprehensive, expert Business Continuity and EPRR support service to the CSU and external Client base. Your expertise and leadership will be instrumental in developing, implementing, and...


  • England, United Kingdom NHS Arden & GEM CSU Full time €50,952 - €57,349

    Compliance Manager (Resilience) We are looking for short term support – around 20 days, for a Compliance Manager (Business Continuity & EPRR). You will provide a comprehensive, expert Business Continuity and EPRR support service to the CSU and external Client base. Your expertise and leadership will be instrumental in developing, implementing, and...


  • England, United Kingdom NHS Arden & GEM CSU Full time €50,952 - €57,349

    Compliance Manager (Resilience) We are looking for short term support – around 20 days, for a Compliance Manager (Business Continuity & EPRR). You will provide a comprehensive, expert Business Continuity and EPRR support service to the CSU and external Client base. Your expertise and leadership will be instrumental in developing, implementing, and...


  • England, United Kingdom Hays Senior Finance Full time

    An established firm based in Liverpool are seeking to recruit an Audit and Accounts Semi-Senior to join their growing team. This firms provides a full range of compliance and audit services to their clients of smaller owner managed businesses to large groups. This is an excellent opportunity for a candidate seeking to take on responsibility, further their...


  • Exeter, England, United Kingdom AJ Fox Compliance Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.Apply promptly! A high volume of applicants is expected for the role as detailed below, do not wait to send your CV.We are looking for a Risk and Compliance Lawyer who can provide specialist...


  • Birmingham, England, United Kingdom AJ Fox Compliance Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding.We are looking for a Risk and Compliance Lawyer who can provide...


  • England, United Kingdom BCL Legal Full time

    BCL are delighted to be working in close collaboration with this full-service law firm based in Newcastle in their search for a Head of Risk and Compliance. Sitting within the wider Business support function of the firm the Head of Risk and Compliance will assume full responsibility for setting the standard for legal excellence across the whole business. ...


  • England, United Kingdom BCL Legal Full time

    BCL are delighted to be working in close collaboration with this full-service law firm based in Newcastle in their search for a Head of Risk and Compliance. Sitting within the wider Business support function of the firm the Head of Risk and Compliance will assume full responsibility for setting the standard for legal excellence across the whole business. ...


  • England, United Kingdom BCL Legal Full time

    BCL are delighted to be working in close collaboration with this full-service law firm based in Newcastle in their search for a Head of Risk and Compliance. Sitting within the wider Business support function of the firm the Head of Risk and Compliance will assume full responsibility for setting the standard for legal excellence across the whole business. ...


  • England, United Kingdom BCL Legal Full time

    BCL are delighted to be working in close collaboration with this full-service law firm based in Newcastle in their search for a Head of Risk and Compliance. Sitting within the wider Business support function of the firm the Head of Risk and Compliance will assume full responsibility for setting the standard for legal excellence across the whole business. ...

  • Compliance Manager

    4 weeks ago


    England, United Kingdom Michael Page Full time

    The Compliance Manager will lead the risk and compliance department in a a FMCG business, ensuring the organisation meets industry standards and regulations. Client Details Our client is a large-scale organisation based North of Manchester. Description Lead, develop, and manage the risk and compliance team Ensure company adherence to industry...


  • England, United Kingdom BCL Legal Full time

    BCL are delighted to be working in close collaboration with this full-service law firm based in Newcastle in their search for a Head of Risk and Compliance. Sitting within the wider Business support function of the firm the Head of Risk and Compliance will assume full responsibility for setting the standard for legal excellence across the whole business....