Law Graduate Opportunity
1 week ago
A fast paced, evolving, financial services organisation within contract hire is looking for a motivated Law or Business Graduate or similar, to work in its Compliance Department.
The Compliance Graduate assists and provides administrative support to the Compliance Manager in performing their duties relating to Compliance, Anti-Money Laundering and Data Protection for the three legal entities within the Market.
**Key Responsibilities**:
Provide assistance to the Compliance Manager on the following:
- Track the evolution of rules and regulations and assess any potential impact on activities, processes and procedures and update the periodic regulatory newsletter;
- Perform second level controls according to the annual Compliance Monitoring Plan, follow up on action plans and maintain adequate records;
- Identify and rectify compliance breaches, giving advice to the Management of any changes that need to be made and to follow up on the execution of action plans;
- Perform Anti-Money Laundering controls, activities, projects and definition of training for all staff;
- Support the Data Protection Officer and Deputy Data Protection Officer in all data protection related activities, including controls, definition / review of policies and procedures and definition of training for all staff;
- Update Compliance Policies and Procedures in line with the HQ ones and UK rules and regulations and draft new Policies where required;
- Advise the business on any procedural / process changes from a regulatory perspective;
- Oversee the training on compliance matters, maintain adequate records and to produce periodic reporting for the Management;
- Draft the quarterly / ad hoc compliance reporting to HQ;
- Prepare the quarterly presentations for the Internal Control Committee and other meetings, where required;
- Such other duties as the Management may from time to time reasonably require.
Skills required
- Degree in Business Studies / Business Administration / Economics / Management / Law desirable;
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