Junior Internal Auditor

3 weeks ago

London, United Kingdom LMAX Group Full time

**Description**:
The LMAX Group is a global financial technology company which operates multiple institutional execution venues for FIAT and digital currency trading.

Servicing brokers, funds, corporates, asset managers and banks, the LMAX Group delivers a unique vision for global FX and cryptocurrency trading - a transparent, neutral, level playing field for all market participants, regardless of status, size or activity levels.

**Purpose**:
Compliance and certifications allow our clients to be confident in the security and privacy of our products, while also providing frameworks for well-tuned information security management systems and programs. ISO27001 is the foundation on which the LMAX Group operates.

The LMAX Group is looking for a junior internal auditor who can match the busy pace of our rapidly growing international business is our main priority. Full training will be provided for the successful applicant.

The post holder will be part of a team responsible for internally auditing internal controls and security standards such as ISO27001, SOC 1 and SOC 2.

The role includes auditing the effectiveness of internal controls, risk and security assessments, and developing policies alongside stakeholders.

The successful applicant will support auditees in correcting nonconformities and provide guidance on acceptable standards. Ideally the successful applicant will have knowledge of information technology, cyber security governance, associated controls and effective monitoring and/or an interest in cryptocurrency.

You are a person who is looking for their first job in a role in which you can grow into a senior auditor, who has the curiosity and the persistence to find loopholes at both technical and process levels. We will teach the technical skills needed. You can identify and analyse connections and linkages within the Group’s departments and their processes to focus the audit and risk management approach.

We realize people do not fit into neat boxes and the LMAX Group offers some flexibility around remote working.

**Key Responsibilities**:

- Perform internal audits of processes, policy, and systems for internal control compliance.
- Design and implement new internal controls
- Perform SOC 1 & 2 control audits of documentation and policy to support external assessments.
- Work cross-functionally with all departments and operational teams to drive governance and security control implementation for the organization.
- Work with risk owners to review and aggregate risk assessments, recommend and manage risk treatment plans.
- Interface with regulators, auditors or clients requesting RFIs, inquiries, and security audit reviews.
- Track and correct issues identified during internal and external audits.
- Supplier due diligence and ongoing monitoring/reporting

**Requirements**:
**Experience and skills**:
**Technical Skills**:

- Experience in Information Technology, Security Analysis, Governance, Risk and Compliance is an advantage
- Experience working with risk management processes is an advantage
- Knowledge of any of the following security standards and frameworks: SOC 1, SOC 2, ISO 27001, 22301, NIST, FCA, GSFC.
- Understanding of vulnerabilities, threats and risks at an organisational level.
- Knowledge related to cyber security governance, controls, and effective monitoring.
- Ability to work closely with auditors, regulators, and internal stakeholders and articulate technical concepts
- Excellent written and oral English communication skills
- Information Technology, Business based degree
- ISO auditing, CISSP, CIPP, CIPM, CIPT, CISA certifications.
- Desirable ISO/IEC 27001 Certified Lead or Internal Auditor and or equivalent experience.
- Project Management skills or qualifications.
- History of study or working in areas such as networking, IT Security, Development would be desirable.
- Experience within the finance or digital currency sector.
- Previous experience either working with or alongside an audit body

**Any of the following would help you to stand out**:

- Information Technology, Business based degree
- ISO auditing, CISSP, CIPP, CIPM, CIPT, CISA certifications.
- Desirable ISO/IEC 27001 Certified Lead or Internal Auditor and or equivalent experience.
- Project Management skills or qualifications.
- History of study or working in areas such as networking, IT Security, Development would be desirable.
- Experience within the finance or digital currency sector.
- Previous experience either working with or alongside an audit body

**Soft Skills**:

- Team mentality and ability to prioritise and escalate
- Willingness to learn, and to share knowledge
- Communication skills, ability to converse with all levels
- Genuine enthusiasm for Security and Governance
- Positive, constructive and open-minded attitude
- A problem-solving mindset coupled with a strong sense of ownership and drive.
- Practical approach to managing time and workload, to ensure tasks are completed in a timely fash

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