Client Onboarding Associate
2 weeks ago
**Job Title**:Client Onboarding Associate
**Business Unit**:Account Opening Team
**Location**:London
**Reports To**: Manager, Client Onboarding
**Position Summary**:
To on-board both to the books of R.J. O’Brien Limited and R.J. O’Brien France S.A.S, as required.
**Duties and Responsibilities**:
Responsibilities include, but are not limited to:
- Forensic review of client KYC documentation to ensure a holistic understanding of new prospect clients, being perceptive of current requirements and internal polices of anti-money laundering, counter terrorist financing, know your client, client due diligence, sanctions, anti-bribery and corruption, fraud and tax evasion.
- Conducting an AML Risk Assessment/review on each client based on information gathered during the onboarding process.
- AML and adverse media screening of clients and their related parties on Refinitiv World Check One.
- Reviewing PEP and Adverse Media hits, assessing the data and escalating any relevant AML concerns as required to ensure continuous defense of the business.
- Assist with conducting Annual KYC Reviews on client accounts for both London and Paris Office’s, performing gap analysis and end to end file review
- Progression and execution of give-up agreements for execution clients using Futures Industry Association (“FIA”) Docs.
- Ensuring the creation and continuous maintenance of accurate and quality client information and static data on internal systems.
- Producing management information and ad-hoc reports for the Compliance department.
- Assist with project work as and when required.
- Other duties as assigned.
**Experience & Skills Required**:
- Minimum of 2-3 years’ experience in Account Opening/Onboarding.
- Familiarity of relevant industry rules and regulations.
- Effective communication skills both written and verbal for assisting in client and internal requests.
- Ability to work well under pressure.
- Strong organisational and analytical skills essential.
- Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
- Able to adapt to a fast-changing environment and changing priorities.
- Good team player with a proactive attitude
- General and good understanding of Microsoft Windows desktop operating system and basic PC skills.
-
Client Onboarding Associate
1 month ago
London, United Kingdom BRUIN Financial Full timePermanent - london, **Ref**: 37307 London, UK Client Onboarding Associate Bruin has partnered with a boutique wealth manager who is seeking a Client Onboarding Associate to join their team. Our client is embarking on an exciting journey of digital transformation and process optimisation. They are dedicated to providing exceptional service to their clients...
-
Client Onboarding Associate
1 month ago
London, United Kingdom Kite Group Full timeClient Onboarding Associate - Investment Management Reference ID : 8252Budget : £30,000 to £35,000 Our client, a financial firm are looking to hire a Client Onboarding associate to join their team of 4. They are looking for candidates with at around 2-5 years of experience of Client Onboarding in a financial services company. Permanent – Hybrid...
-
Associate, Client Onboarding
4 weeks ago
London, United Kingdom CIBC Full timeWe’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...
-
Senior Associate
4 weeks ago
London, United Kingdom Royal Bank of Canada Full time**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...
-
Administrator - Client Onboarding ›
1 month ago
London, United Kingdom Aztec Full timeReports to Operations Manager - Client Onboarding With a focus on driving excellent client service and understanding the needs of our clients, we are continually enhancing the onboarding approach. As a result, we are looking for an Onboarding Administrator to join the newly established Onboarding Centre of Excellence. The individual will be responsible...
-
Client Onboarding Manager
1 week ago
London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates. The role is very diverse covering the end to end onboarding process from coordinating the contract negotiations, investment...
-
Client Onboarding Manager
1 week ago
London, United Kingdom Mayford James Full timeJob DescriptionUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates.The role is very diverse covering the end to end onboarding process from coordinating the contract...
-
Client Onboarding Manager
1 week ago
London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates. The role is very diverse covering the end to end onboarding process from coordinating the contract negotiations, investment...
-
Client Onboarding Manager
1 week ago
London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates.Considering applying for this job Do not delay, scroll down and make your application as soon as possible to avoid missing...
-
Client Onboarding Expert
4 weeks ago
London, United Kingdom Vantage Point Full timeVantage Point is a leading consultancy in the Financial Services industry, specialising in areas such as client onboarding, process engineering, data operations, regulatory compliance, and risk management. We are currently seeking an experienced, highly skilled End-to-End Client Onboarding Expert to join our team.As an End-to-End Client Onboarding Expert at...
-
Client Onboarding Manager
2 weeks ago
London, United Kingdom Mayford James Full timeThe role is very diverse covering the end to end onboarding process. Responsibilities include: Project Manage and coordinate the onboarding process for Clients and Funds. Understanding clients requirements ensuring these are understood by key stakeholder and ensure the process is managed through a disciplined approach. Liaising with both the client,...
-
Client Onboarding Manager
1 week ago
Greater London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates.The role is very diverse covering the end to end onboarding process from coordinating the contract negotiations, investment...
-
Client Onboarding Manager
1 week ago
Greater London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates. The role is very diverse covering the end to end onboarding process from coordinating the contract negotiations, investment...
-
Client Onboarding Manager
1 week ago
Greater London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates.The role is very diverse covering the end to end onboarding process from coordinating the contract negotiations, investment...
-
Client Onboarding Manager
1 week ago
Greater London, United Kingdom Mayford James Full timeUS Investment Management business based in the City are looking to recruit an experienced Client Onboarding Manager. You will be responsible for the onboarding and management of Institutional clients who invest in segregated mandates.The role is very diverse covering the end to end onboarding process from coordinating the contract negotiations, investment...
-
Client Onboarding Specialist
2 hours ago
London, United Kingdom Goodman Masson Full timeWe currently require a Client Onboarding Specialist to join an Investment banking client of ours on a 6 month contract with the chance to become permanent. Based in central London working on a hybrid basis. You will be responsible for: Responsible for front to back Onboarding of new and existing clients Client case management, including updates and query...
-
Client Associate Investment Management
1 month ago
London, United Kingdom Kite Group Full timeClient Onboarding Associate - Investment Management Reference ID : 8252Budget : £30,000 to £35,000 Our client, a financial firm are looking to hire a Client Onboarding associate to join their team of 4. They are looking for candidates with at around 2-5 years of experience of Client Onboarding in a financial services company. Permanent – Hybrid...
-
Client Services Associate
1 week ago
London, United Kingdom Buckden Partners Full timeWe're currently seeking a Client Services Associate to join the Corporate & Investment Banking division of a global banking group. In this role, you'll support some of the world's most intricate corporate and institutional clients, offering tailored services and wholesale products to meet their unique needs. Client Services oversees the day-to-day operations...
-
Client Services Associate
1 week ago
London, United Kingdom Buckden Partners Full timeWe're currently seeking a Client Services Associate to join the Corporate & Investment Banking division of a global banking group. In this role, you'll support some of the world's most intricate corporate and institutional clients, offering tailored services and wholesale products to meet their unique needs.Client Services oversees the day-to-day operations...
-
Client Services Associate
1 week ago
London, United Kingdom Buckden Partners Full timeWe're currently seeking a Client Services Associate to join the Corporate & Investment Banking division of a global banking group. In this role, you'll support some of the world's most intricate corporate and institutional clients, offering tailored services and wholesale products to meet their unique needs.Client Services oversees the day-to-day operations...