Compliance Officer

4 months ago

London, United Kingdom Tokio Marine HCC Full time

**Job Title**:Compliance Officer Contractor**

**Location: Aldgate, London**

**Position Type**: Contractor**

**Duration: 3 months**

**Over**view**:
**Why **Tokio Marine HCC?**

Standing still is not an option in the current world of Insurance. TMHCC are one of the world’s leading Specialty Insurers. With deep expertise in our chosen lines of business, our unparalleled track record and a solid balance sheet, TMHCC evaluates and manages risk like no one else in the industry. Looking beyond profit, empowering our people and delivering on our commitments are at the core of our customer values, and so is a desire to grow and provide creative and innovative solutions to our clients.

**Job Purpose**:
**Key Responsibilities**:

- To provide advice on queries from the business relating to licensing and financial crime (Sanctions, AML, ABC, Conflicts of Interest, Gifts & Entertainment, Fraud, POCA, Market Abuse), ensuring a collaborative and consistent approach.
- To support underwriters by reviewing and performing the necessary Enhanced Due Diligence checks, where required.
- To assist with any financial crime investigations, as requested by the Senior Compliance Officer(s).
- To provide input to all Know Your Customer (KYC) requests from third parties and produce a standard compliance KYC response document.
- To assist with the review of the daily sanctions alerts via the various screening systems.
- To review the financial crime training modules to ensure that they remain current and effective and, where necessary, provide training to staff, including the delivery of face-to-face training, as required.
- To keep up to date on all regulatory matters relating to financial crime and licensing and ensure that summaries of changes are circulated to key stakeholders.
- To assist with the completion of the monitoring activities that comprise the Compliance Monitoring Programme and identify and support the implementation of enhancements to this programme, in light of the Framework review, as necessary.
- To assist with the enhancement to our contract certainty controls and ensure that the importance of contract certainty is understood across the Company and that controls to monitor contract certainty are embedded.
- To support the Compliance Department as required and perform tasks requested by the Senior Compliance Officer(s), e.g. regulatory returns, regulatory research, compliance projects etc.
- To promote a culture of compliance by raising awareness of compliance and regulatory matters and ensure adherence to applicable laws and regulations.

**Skills and Experience Specification**:
**Essential**
- An instinct to be proactive, identifying improvements to the Department’s ways of working, reporting and communications.
- Strong analytical skills.
- Ability to manage own workload, prioritising tasks appropriately and ensuring that agreed delivery dates are achieved.
- Excellent interpersonal skills, able to communicate effectively with a wide range of people face to face and over the telephone, Teams etc.
- Good written communication skills so can respond to correspondence in a professional manner both internally and externally.
- A minimum of four years’ experience in providing financial crime advice to the business in a compliance role.
- Experience in using a minimum of one Sanctions Screening Tools (AST)
- Worked as part of a team and has the willingness to help others.

**Desirable**:

- Having used and cleared daily sanctions screening alerts.
- Recognised financial crime qualifications.

**What We Offer**

LI-BU1 #LI-Hybrid

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