Controllers, Regulatory Controllers, Executive

2 months ago

London, United Kingdom eFinancialCareers Full time

**FINANCE**
We're a team of specialists charged with managing the firm's liquidity, capital and risk, and providing the overall financial control and reporting functions. Whether assessing the creditworthiness of the firm's counterparties, monitoring market risks associatedwith trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm's success. The division is ideal for collaborative individuals who have strong ethics and attention to detail.
**EMEA ICAAP and Regulatory Stress Testing Team**
- Coordination of the material EMEA entities Internal Capital Adequacy Assessment Process (ICAAPs)
- Coordination of the EBA stress test and advisory support for regional EMEA entities ICAAPs
- Analysis and advocacy on regulatory developments focusing on ICAAP and regulatory stress testing prudential regulations, whether from Basel, PRA or EU authorities

**The Role**
**Principal Responsibilities - ICAAP**:

- Oversee the co-ordination of the UK ICAAPs covering the UK and certain regional and branch ICAAPs
- Presenting results to governance committees
- Assessing the impact of regulatory developments that impact the ICAAP and implementing changes to processes where required
- Overseeing the execution of the project plan for the ICAAP and coordinating stakeholders to ensure delivery in line with the plan
- Reviewing ICAAP documentation for submission to regulators

**Additional Responsibilities - Advocacy & Interpretation**
- Analyse new regulatory change from Basel, UK and EU regulators including revisions to the capital requirements regulation and related requirements
- Communicate and seek input on regulatory developments to/from internal stakeholders
- Provide written interpretations of EU and UK rules including new and revisions to a suite of policy documents

**Experience & Qualifications**:

- Experience in ICAAP is essential
- An accountancy qualification (ACA/CA/ACCA) is desired but not essential
- Functional Expertise: an understanding of Regulatory Reporting, in particular both EU & UK Regulatory Reporting requirements is preferred but not essential
- Regulatory knowledge: an understanding of the regulatory capital rules would be preferred
- Project management and organisational skills including taking ownership for key policy related change projects as well as managing a variety of stakeholders across the firm

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