Oversight Auditor

1 week ago


London, United Kingdom SmallWorld FS Full time

**Here at SmallWorld Financial Services, we know how important it is to be able to support friends and family from abroad. Put simply, we believe that the more people we can help transfer money to overseas family, friends and businesses, the smaller the world becomes.**

**Our employees are as diverse as our customer base and we value the sharing of skillsets and cultures that come with a truly international company present in several countries.**

**SmallWorld is one of the largest money transfer companies in the world. We have a network of over 253,000 pick-up locations and a global team of over 1000 people who are responsible for over 15 million worldwide transactions each year.**

**Are you passionate about working for a global company that celebrates differences? Do you want to empower people and families to support each other regardless of distance?**

**Then join us Let's make this big world into SmallWorld.**

Small World FS is hiring an **Oversight Auditor** for the Risk & Compliance department in the **UK**

**Role details**:

- Daily monitoring of Agent transactions to ensure compliance with regulations and respective rep codes.
- Preparing pre-audit analysis of agents and identifying AML deficiencies.
- Providing Compliance on-site audits to our agents in a risk-based approach and assessing the agent's knowledge of AML policies and procedures.
- Perform special investigation to SW agents, such as Mystery shopping and pre-onboarding audits.
- Preparing and submitting final reports after training and auditing the agents.
- Remediate any deficiencies detected during the audits in a timely manner with appropriate escalation.
- Assist with the maintenance of appropriate logs and databases.
- Producing and distributing Compliance Reports and/or Presentations for head of compliance with regarding agents' visits.
- Provision of monthly/yearly reports (redacting, reviewing, editing and collecting data) and assisting on external audits from the regulatory authorities.
- Other compliance related ad-hoc duties.

**Person Specification**:

- Competent in report writing in English and Spanish (optional).
- Excellent for using Microsoft Word and Excel.
- Effective communicator.
- Able to work on own initiative.
- Able to assess risks and determine priorities.
- Capable of data extraction and analysis.
- Availability to travel and driving licence preferable.

INDHP


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