Legal Entity Risk Management

1 month ago

London, United Kingdom JPMorgan Chase Bank, N.A. Full time

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

The EMEA Chief Risk Office function was established in 2013 to support the EMEA Chief Risk Officer (CRO) and facilitate cross risk deliverables and interactions in the EMEA region, including at the legal entity level. The team is responsible for risk governance, legal entity risk support, regulatory management and control management. This role is part of the EMEA LE Risk team, which reports to the EMEA Risk Governance & Strategy Lead, and works across the LE Risk areas of responsibility. Primary responsibilities will be to support the implementation and maintenance of the LE risk framework in EMEA and coordinate LE cross-risk deliverables promoting consistent risk management practices; providing relevant support to LE Risk Managers (LERMS) and Chief Risk Officers.

**Responsibilities**:

- Support the implementation and maintenance of the Legal Entity Risk Framework (including Governance and LE solution implementation) and support the oversight of risks at legal entity level
- Support the production of regulatory deliverables such as ICAAP, Recovery Plan, Pillar 3 disclosures and Annual Accounts, coordinating and challenging the input from risk stripes owners.
- As part of the main regulatory deliverable, support the LERMs with LE risk identification and assessment as well as the LE Stress testing processes.
- Work with various risk stripes, and support functions across different locations and hierarchies
- Respond to ad-hoc queries from senior management, internal and external auditors and regulators

**Minimum Skills, Experience and Qualifications**
- Bachelor's degree, Masters/MBA a plus
- Significant experience in financial services or related field (ideally Risk, Compliance, Audit, Controls or Finance)
- Familiarity with regulatory requirements such as ICAAP, Basel, CRD IV highly desirable
- Experience with, or knowledge of, implementing effective control environments especially in the Financial Services Industry
- Exceptional ability to communicate effectively
- Outstanding ability to analyse problems with keen attention to detail; Inquisitive and proactive in identifying risks and solutions
- Proven track record and ability to deliver end to end solutions (previous project management experience is desirable)
- Ability to multi-task, work well under pressure with commitment to deliver under tight deadlines; demonstrated ability to lead by influence and lead cross-functional teams

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.

  • Legal Entity Controller

    6 days ago

    London, United Kingdom Detillens Full time

    T- Posted by - Tom Snow- Executive Director - Consulting This Legal Entity Controller team has responsibility for the financial reporting and management of the Firm’s legal entities. This role will play an integral role across the teams BAU and project activities. We are looking for a qualified accountant with core banking experience alongside strong...

  • Company Secretary

    4 weeks ago

    London, United Kingdom BCL Legal Full time

    Senior Company Secretary / Entity Management Consultant - City of London - In House If you are a Senior Company Secretary / Corporate Governance Professional, who sees the bigger picture, this could be the opportunity for you. A market-leading legal advisory business with technology at its core requires a fully qualified, experienced, Company Secretary to...

  • Legal Entity Controller

    2 days ago

    London, Greater London, United Kingdom Wells Fargo Full time

    About this role:Wells Fargo is seeking a Legal Entity Control Financial Accountant.EMEA Controllers group is responsible for regulatory, financial, and management reporting requirements in the region. As well as forming a key part of the International Controllers organization, the team provides local support for varied financial services business lines as...

  • Legal Entity Controller

    7 days ago

    London, United Kingdom Detillens Full time

    We are looking for a qualified accountant with core banking experience alongside strong legal entity or financial control experience.  There are significant legal entity rationalisations taking place across entities and the team is conducting investigative impact analyses alongside their BAU activities. This person will need to be able to seamlessly...

  • Legal Entity Controller

    7 days ago

    London, United Kingdom Detillens Full time

    We are looking for a qualified accountant with core banking experience alongside strong legal entity or financial control experience.  There are significant legal entity rationalisations taking place across entities and the team is conducting investigative impact analyses alongside their BAU activities. This person will need to be able to seamlessly...

  • Legal Entity Controller

    6 hours ago

    London, UK, United Kingdom Detillens Full time

    We are looking for a qualified accountant with core banking experience alongside strong legal entity or financial control experience. There are significant legal entity rationalisations taking place across entities and the team is conducting investigative impact analyses alongside their BAU activities. This person will need to be able to seamlessly support...

  • Legal Entity Oversight

    2 days ago

    London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    Enterprise Risk Management (ERM) sits within Independent Risk Management and is responsible for overseeing the implementation of Citi’s Enterprise Risk Management Framework and for specific enterprise-level risk management programmes and processes that span the organisation, the lines of defence and various risk categories. These include risk...

  • Legal Entity Oversight

    2 days ago

    London, United Kingdom Citi Full time

    Enterprise Risk Management (ERM) sits within Independent Risk Management and is responsible for overseeing the implementation of Citi’s Enterprise Risk Management Framework and for specific enterprise-level risk management programmes and processes that span the organisation, the lines of defence and various risk categories. These include risk...

  • Legal Entity Controller

    2 days ago

    London, United Kingdom Marex Spectron Full time

    Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and...

  • UK Risk

    4 weeks ago

    London, United Kingdom Citi Full time

    The UK Legal entities Control team are a 1st line team responsible for ensuring a sound UK control environment by means of establishing tools to legitimately assess and report on legal entity risk profiles and ensuring that effective controls are in place to mitigate and manage those risks. The team risk profiles the UK legal entities across the full risk...

  • Associate Legal Entity Controller

    3 days ago

    London, United Kingdom JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** If you are passionate about being a part of Asset Management function and support the legal entity control team, then this role is for you. As a Legal Entity Assistant Controller in the UK Legal Entity Control team, you will be responsible for for financial oversight of their legal entity and is tasked with ensuring that a strong control...

  • Associate Legal Entity Controller

    7 days ago

    London, United Kingdom JPMorgan Chase & Co. Full time

    If you are passionate about being a part of Asset Management function and support the legal entity control team, then this role is for you. As a Legal Entity Assistant Controller in the UK Legal Entity Control team, you will be responsible for for financial oversight of their legal entity and is tasked with ensuring that a strong control environment exists...

  • UK Legal Entity Controller

    2 days ago

    London (Central), United Kingdom J.P. Morgan Full time

    Job Description The opportunity is to join the Legal Entity Control (LEC) team based in London as part of Global Finance and Business Management. The LEC team are based in London and Mumbai and are primarily responsible for the oversight of legal entities in the UK and ensuring that a strong control environment exists as it relates to all businesses,...

  • EMEA Legal Entity Change Management Associate

    2 days ago

    London, United Kingdom JPMorgan Chase & Co. Full time

    Wholesale Lending Services EMEA Legal Entity Change Management Associate Commercial Banking provides comprehensive solutions, including lending and treasury services, to corporations, municipalities, financial institutions and not-for-profit entities with annual revenues generally ranging from $20 million to $2 billion, as well as real estate investors and...

  • Legal Entity Controller

    1 month ago

    London, United Kingdom Marks Sattin recruitment Full time

    **The Client**: Renowned Private Equity House **The Job**: Legal Entity Controller **The Opportunity**: One of the best known PE Houses is looking to bring in a Legal Entity Controller onto their growing core finance team. Take full control of some of the companies smaller entities, involving month end reporting, financial reporting, preparing board packs...

  • Associate Legal Entity Controller

    3 days ago

    London (Central), United Kingdom J.P. Morgan Full time

    Job Description If you are passionate about being a part of Asset Management function and support the legal entity control team, then this role is for you. As a Legal Entity Assistant Controller in the UK Legal Entity Control team, you will be responsible for for financial oversight of their legal entity and is tasked with ensuring that a strong control...

  • Associate Legal Entity Controller

    3 days ago

    London (Central), United Kingdom J.P. Morgan Full time

    Job Description If you are passionate about being a part of Asset Management function and support the legal entity control team, then this role is for you. As a Legal Entity Assistant Controller in the UK Legal Entity Control team, you will be responsible for for financial oversight of their legal entity and is tasked with ensuring that a strong control...

  • UK Legal Entity Compliance Specialist

    6 days ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.Major Duties:Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across...

  • Emea Legal Entity Change Management Associate

    17 hours ago

    London, United Kingdom JPMorgan Chase Bank, N.A. Full time

    **Wholesale Lending Services EMEA Legal Entity Change Management Associate** Commercial Banking provides comprehensive solutions, including lending and treasury services, to corporations, municipalities, financial institutions and not-for-profit entities with annual revenues generally ranging from $20 million to $2 billion, as well as real estate investors...

  • UK Legal Entity Compliance Specialist

    3 weeks ago

    London, United Kingdom Pontoon Full time

    Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance...