Compliance Analyst

2 months ago

London, United Kingdom Avencia Consulting Full time

**About us**

Avencia Consulting are recruiting on behalf of a leading Insurance firm, who are a business platform helping insurance teams to grow. They provides a wrap-around set of support functions and delivers best in class service across executive management, consultancy,finance, compliance, and IT. The business works with highly motivated niche insurance teams that deal in complicated and innovative transactions.

**The role**

Reporting to the Head of UK Compliance and Group Head of Licensing and Sanctions.

**Key accountabilities**

Your responsibilities in this role will be working as part of the compliance team to support our client facing businesses with their compliance and risk matters, including but are not limited to:

- Supporting the business as a whole with compliance queries.
- Clearing financial crime and sanctions daily screening alerts and responding to underwriter queries.
- Dealing with licensing queries and alerts from underwriters.
- Taking the lead on planning and completing ad-hoc compliance projects.
- Supporting the annual review of policies, procedures and guidance documents.
- Responding to Broker TOBA requests, including completing KYC due diligence and answering queries.
- The preparation of compliance monthly reports, board papers and committee packs.
- Reviewing regulatory and commercial developments and providing updates to the team.
- Performance of second line Compliance Monitoring activities in line with the Compliance Monitoring Plan.
- Responsibility for maintaining the regulatory reporting calendar and for completing regulatory submissions for Compliance.
- Supporting the completion of the Annual Compliance Plan.

**Skills & experience**

**Essential Skills, Knowledge and Experience**
- International licensing and sanctions experience and expertise (marine insurance experience an advantage).
- Strong written and spoken communication skills to enable communication at all levels.
- Ability to handle a varied workload and competing priorities.
- Strong analytical, research and reporting skills.
- Proficiency in the Microsoft Office Suite, particularly Word, Excel and PowerPoint.
- Willingness to work extended hours, as required.

**Preferred Skills, Knowledge and Experience**
- Insurance or legal qualifications (e.g. ACII)
- Experience in a compliance function a London Market insurer or MGA compliance
- Knowledge of International specialty insurance markets

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