Legal and Compliance Manager

2 weeks ago

Aylesbury, United Kingdom Accountancy Action Full time

Are you a **Legal and Compliance Manager** seeking flexible working and your next permanent move?

Working closely with the business, this role will report on compliance matters related to the day to day operations and manage risk. An exciting time to join the business.

Responsibilities include:

- Interactions: managing ongoing relationships including regulatory notifications and responses to regulatory enquiries.
- Analysis and advice: Reviewing and responding to the day-to-day Business enquiries, providing quality SME advice on regulatory compliance matters, providing appropriate level of challenge and maintaining constructive relationship with the team.
- Projects: Leading on regulatory implementation projects from the Compliance perspective, including assessing requirements, advising on the implementation approach proposed by the Business and taking a lead on the project implementation tasks, where Complianceleads the regulatory change projects, by performing them directly or with support from the other Compliance team members.
- Monitoring and assurance: Performing ad hoc risk-based compliance reviews and reviewing remediation plans prepared by the Business.
- Governance and reporting: supporting and managing the operation of governance forums run by Compliance and representing Compliance in the first line governance forums, preparing Compliance presentations and advising the Business on key decisions from thesecond line perspective.
- Training: Developing and maintaining training materials and delivering ad hoc compliance training to the relevant staff members on new initiatives as and when required.

**To be successful in this role you will have**:

- Experience in Compliance, Risk, Consulting or Audit roles
- Ability to take a risk-based lens to issues, think critically and ask difficult questions

In return the company offers a number of excellent benefits.

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