Compliance Officer

5 months ago


Bradford, United Kingdom Hybrid recruit LTD Full time

Hybrid Recruit are actively recruiting for an experienced Compliance Officer with experience working within the legal or financial industry.

The ideal Compliance Officer will be knowledgeable of relevant laws and regulations within SRA conduct rules and AML regulations.

**Responsibilities of the Compliance Officer**:

- Stay up to date with relevant laws, regulations, and industry standards that affect the legal service sector - communicating any changes to relevant stakeholders.
- Conducting relevant compliance training sessions for employees to ensure comprehensive understanding of the firms’ compliance policies and their duty in meeting regulatory requirements.
- Conducting periodic audits to identify potential compliance risks and collaboratively working with management to develop areas for improvement.
- Preparing regular reports for senior management and assisting with annual reports - providing insights into compliance performance, emerging risks, and the effectiveness of the existing compliance programmes.
- Lead or assist in internal compliance related investigations. Effectively collaborating with legal teams to ensure prompt and thorough resolution.
- Oversee the company’s whistleblower programme - ensuring confidentiality, anonymity, and appropriate follow up on reported concerns.
- Liaising with regulatory authorities, industry associations, and external auditors to address compliance matters, coordinate examinations and respond to any inquiries.

**Requirements of the Compliance Officer**:

- Relevant experience working as a Compliance Officer or a similar compliance role within the legal of financial services industry.
- Thorough knowledge of relevant laws and regulations, including SRA Conduct and AML Regulations.
- Familiar with compliance management systems, risk assessment tools, and reporting mechanisms.
- Excellent communicator with the ability to communicate complex compliance concepts in a clear and accessible manner.
- Strong analytical problem solving abilities.
- Integral and ethical decision making skills, with the ability to handle sensitive and confidential information with discretion.

**In return, the Compliance Officer will receive**:

- Salary: From £30,000 / Year - DOE
- 22 Days holiday + Bank Holiday
- Hybrid working - 1 day in the office at either the Bradford office.
- Annual bonus up to 10%.
- Company Pension

**Job Types**: Full-time, Permanent

Pay: From £30,000.00 per year

**Benefits**:

- Additional leave
- Bereavement leave
- Company pension
- Cycle to work scheme
- Employee discount
- Free parking
- Health & wellbeing programme
- On-site parking
- Referral programme
- Sick pay

Schedule:

- Day shift
- Monday to Friday

**Experience**:

- financial compliance: 2 years (preferred)

Work Location: In person


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