Junior Aml Analyst 6 Month Ftc, Compliance
3 weeks ago
**Role Responsibilities**
- Client onboarding in line with current AML regulations and internal policies.
- Assist with the investigations and research on potentially suspicious clients using various internal and external systems and databases.
- Document and report the review/investigation findings and prepare case files with the required supporting documentation.
- Process client take-on and associated AML/KYC tasks for the business.
- Present required AML / KYC documentation to the MLRO to assist in client onboarding or review.
- Maintain records of all client onboarding and/or subsequent review.
- Participate in as-needed risk assessments and audits
- Keeping abreast of regulatory changes.
- Reviewing policies and amending as and when required.
- Liaising with front office when collecting client due diligence.
- Producing management information as and when required and attending and minuting various committees.
- Deal with day-to-day compliance issues, aiding the Compliance team, the MLRO and the Head of Legal and Compliance
- Any ad-hoc project work.
**Qualifications, Experience and Skills**
- A good understanding of the regulatory landscape faced by the UK financial services industry.
- Ideally educated to degree level or equivalent.
- Previous experience such as an internship working in a compliance team would be beneficial but not essential.
- Excellent Excel, PowerPoint and Word skills
- Good awareness and understanding of SMCR, the FCA and regulatory framework
- Excellent understanding of relevant policies and regulations, particularly relating to Market Abuse, Anti-Money Laundering and Financial Crime.
- Excellent communication skills, both written and oral.
- Ability to prioritise competing demands and meet deadlines.
- Experience of a high level of confidentiality and integrity.
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