Senior Associate, Financial Crime Risk

5 months ago

London, United Kingdom HSBC Full time

-Job description

**Who is HSBC Innovation Bank?**

HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life science sectors.

Whether it’s comprehensive banking, managing cashflow, plans for buyouts or Strategic Fund Solutions, we power ideas at every stage of their journey. From the first-time founders to the funds that back them, and everything in between. We're proud to accelerate growth for our clients, create meaningful connections and communities, and open a world of global opportunity for entrepreneurs and investors alike.

Here’s to never standing still. Come and join us

**The team you’ll work with**:
The HSBC Innovation Bank UK, Financial Crime Risk & Controls (FCRC) team is a First Line of Defence (FLOD) team responsible for identifying, investigating and monitoring relationships that pose a money laundering or terrorist financing risk in support of all legal and regulatory requirements relating to anti-money laundering (AML) and counter terrorism financing.

The FCRC team also has responsibility for reviewing and assessing sanctions and reputational risk considerations for both existing clients and new prospects.

**The value you’ll add**:
You will report to a Manager within FCRC and will partner closely with HSBC Innovation Bank FLOD business and product areas, the HSBC Innovation Bank Client Lifecycle Management team in the UK and the HSBC UK Business Financial Crime Risk team.

You will build a close working relationship with the Second Line of Defence (SLOD) HSBC Innovation Bank UK Financial Crime (UKFC) team and other SLOD HSBC Regional and Global Financial Crime Risk teams.

**What you can expect to be doing**:
Reviewing client relationships that meet HSBC Innovation Bank’s high risk business categories and geographies and performing reviews of existing clients and prospects.

Supporting the Client Selection and Exit Management (CSEM) approach including reputational risk assessment of existing clients and prospects.

Reviewing and responding to financial crime related queries from the FLOD and supporting Relationship Managers with completion and presentation of reputational risk and client selection committee papers

Serving as an SME for HSBC Innovation Bank Relationship Teams to aid in identification of prospects & existing clients that may have increased AML or sanctions risk due to business model or geographic location.

Undertaking financial crime risk assessment including business and country of interest reviews and working closely with FCRC colleagues who are responsible for review of Actionable Intelligence alerts and Account Activity Reviews.

Escalation of issues in a timely manner for review and resolution in relation to financial crime including knowledge of SAR escalation.

Maintaining current industry awareness and demonstrating awareness and competence in relation to regulatory obligations.

Providing guidance and direction to FLOD colleagues to ensure they remain protected from financial crime risks and embedding an effective financial crime risk culture.

Working closely with UKFC to seek advice on complex global financial crime matters and serving as the FLOD escalation point of contact for financial crimes activity for HSBC Innovation Bank.
Requirements

**The experience you need**:
Good knowledge of financial crime legislation including Anti-Money Laundering, Counter Terrorist Financing and Sanctions.

Solid experience related to financial crime compliance risk management processes.

Good working knowledge of financial crime and/or fraud prevention within the UK regulatory environment.

**Where you’ll be based**:
Our home office in Finsbury Square, London. We offer hybrid working to all of our employees, so you can flex between home and the office.

**Equal Employment Opportunity

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