Senior Auditor

2 days ago


Manchester, United Kingdom BNY Mellon Full time

**Overview Of BNY Mellon**:
**We have an exciting opportunity to join the BNY Mellon Internal Audit Team.**

The Internal Audit mission is to contribute to the effectiveness of the Company's internal controls by providing independent, risk-based assurance reviews designed to identify control risks, risk mitigants, control gaps, and opportunities to improve efficiency. The BNY Mellon Internal Audit function has a number of locations internationally across the US, EMEA and APAC regions. Key locations within EMEA include the UK, Belgium, Poland, Ireland, Germany, and Luxembourg. This opportunity is for a Senior Auditor and will have the flexibility to be based in either Manchester, Liverpool, Poole or Edinburgh.

**Key responsibilities**:

- Participate in delivering complex and challenging audit assignments.
- Independently perform testing on audit engagements under the supervision of the project lead, with increasing responsibilities over time.
- Shadows and deputises for Senior Auditor II, in preparation for managing audit projects and conducting more complex audits.
- Identify meaningful issues impacting business and operations under review and write high quality audit observations
- Supporting the Senior Auditor II in writing the report.
- Build and proactively manage relationships with key stakeholders and participate in Continuous Monitoring activities.
- Contributes to the development of the annual audit plan.
- Maintain up to date knowledge of industry best practice and regulatory requirements.
- Carry out other ad-hoc tasks and projects as directed by audit senior management.
- Perform follow-up procedures on Internal Audit observations to ensure corrective actions have been appropriately implemented.
- Represents Internal Audit on projects and at management meetings/committees.

**Experience and knowledge**:

- 3 - 5 years’ experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring.
- Good understanding knowledge of audit methodologies.
- Working knowledge of UK and EU regulation and key areas of regulatory focus from the FCA/PRA /EBA.

**Education**:

- Ideally educated to degree level or equivalent professional experience and have completed a recognised relevant post-graduate qualification (e.g. CIA, CMIIA, ACA, ACCA), but not essential.

**Job Specific Competencies**:

- Self-starter with a high degree of self-sufficiency.
- Excellent planning, co-ordination, organisation, and presentation skills.
- Strong interpersonal and teamwork skills, also with colleagues remotely.
- Thrives in a fast-paced environment and adaptable to change.
- Strong knowledge and use of Excel and other Microsoft software - PowerPoint, Word, Visio
- Strong analytical skills.
- Attention to detail.
- Skill in negotiating issues and resolving problems.
- Ability to manage and prioritise workload.
- Ability to communicate orally and in writing with various levels of management.



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