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Senior Specialist, Compliance

4 months ago

Edinburgh, United Kingdom BNY Mellon Full time

Overview
Senior Specialist, Compliance & Control
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of Senior Specialist, Compliance & Control to join our Compliance team. This role is located in Manchester/ Edinburgh - UK - HYBRID

**In this role, you’ll make an impact in the following ways**:
Act as a delegate for the Compliance Testing Manager in ad-hoc assignments and preparation of meeting materials and presentations
Assist Compliance Testing Manager with production of the Annual Compliance Testing Programme
Work independently conducting Compliance Testing reviews with efficiency, timeliness, technical accuracy and of high quality with appropriate guidance
Communicate effectively in both verbal and written all types of finding identified and facilitate the development and agreement of corrective Action Plans with the business

**To be successful in this role, we’re seeking the following**:
Proven experience in the financial industry with experience of Compliance & Risk, compliance testing, control testing and/or internal audit experience with a solid understanding of the key steps of testing review/audit processes at a large bank, financial institution, public accounting firm or regulatory body
Solid knowledge, understanding and awareness of XYZ laws, rules and regulations
Ability to work independently under tight deadlines and competing priorities and being proactive in terms of planning and execution of reviews, raising and escalating challenges or concerns to team leaders and managers in a timely manner
Ability to work with impacted stakeholders across the Three Lines of Defense.

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
Bloomberg’s Gender Equality Index (GEI)

**Best Places to Work for Disability Inclusion, Disability**: IN - 100% score
100 Best Workplaces for Innovators, Fast Company
Human Rights Campaign Foundation, 100% score Corporate Equality Index
CDP’s Climate Change ‘A List’

**Our Benefits**:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

**Employer Description**: