Risk & Compliance Officer

3 weeks ago

Nottingham, United Kingdom QED Legal Full time

Published- 6th February 2024- Location- Nottingham, United Kingdom- Category- Law Costs & Support Roles- Job Type- Full-time- Type of Lawyer- Compliance Manager
- Salary- £40000 - £55000 per annum- Work Hours- Full-time- Reference No:
- BH-43856-1- Start Date- 2024-02-06 00:00:00- Area of Law- Regulatory & Compliance-
- Contact- Lauren Eager- Contact Phone- 07854 723109- Region- London**Description**:
**Legal Risk & Compliance Officer**
Nottingham-Based

We're working with a leading national law firm looking to expand their risk and compliance team in London.

You will join an existing team reporting into the Risk & Compliance Director, covering analysis, training, research as well as liasing with firmwide employees dealing with queries. This is a brilliant opportunity to join a leading firm, where you will have a clear path of progression.

**Main Duties**:

- Dealing with new client matters and dealing with some more complex matters
- Reviewing AML compliance and liaising with fee earners to ensure that outstanding information is requested.
- Undertaking conflict check analysis, identifying legal and commercial conflicts.
- Dealing with ad hoc queries, including requests for reopening files and background/company checks.
- Training new joiners on the Firm’s AML policies and procedures
- Keeping ahead of regulatory changes and providing training and support to the relevant offices.
- Assisting with the maintenance of AML policies and procedures
- Providing mentoring and training support for the junior team members.
- Support the Director of Risk & Compliance with projects, updating policies and procedures, and tasks associated with the introduction of new regulations/legislations.

I'm interested in speaking to London Compliance professionals. You will be successful in this role if you have a clear background in c**ompliance within a law firm**, a strong understanding of **SRA rules and regulations**.
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