Trainee Compliance Consultant

4 months ago


Newcastle upon Tyne, United Kingdom True Potential LLP Full time

_**Who are we**:_

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors.

We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded.

By using technology to drive change, we are revolutionising wealth management and delivering innovative solutions that are built for the future, making it a dynamic and exciting place to grow your career.
- **The role**:_
- **About you**:_

Desired skills/qualities are below:

- Strong written and verbal communication skills
- Strong organisational skills
- Experience with Microsoft Office
- Previous financial services experience is an advantage
- Ability to prioritise workload and meet deadlines
- **Duties/Responsibilities**:_
- Acting as a third-party consultant to one of our directly authorised firms
- The opportunity to work towards the Level 4 Diploma, to become a qualified Compliance Consultant
- Conducting biannual compliance audits
- Speaking to financial advisers to answer general compliance-related queries
- Keeping up to date with regulatory changes
- **Benefits**:_
- Competitive monthly bonus
- Company/team events throughout the year
- Company pension contribution (increases with length of service)
- Free on-site parking
- 30 days annual leave, including Bank Holidays (increases with length of service)
- True Potential Rewards - Cashback on online purchases
- True Potential Academy - Allowing our employees to develop their career within the wealth management sector
- Refer a Friend Award

Pay: £23,795.00 per year

**Benefits**:

- Company events
- Company pension
- Free parking
- On-site parking
- Referral programme
- Transport links
- Work from home

Schedule:

- Day shift
- Monday to Friday

Supplemental pay types:

- Bonus scheme

Application question(s):

- Are you interested in working towards the Level 4 Diploma, to become a qualified Compliance Consultant?

Work Location: In person



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