Compliance Officer

A specialist banking business is looking to hire a Compliance Officer to based in their Kent office. The role is a generalist Compliance roles getting involved in all aspects of Compliance whilst working closely with the Head of Compliance.

**Main Responsibilities**
- Contribute to the development/establishment of adequate in-house controls and compliance procedures and maintain appropriate records/registers.
- Contribute to the development of the Compliance Monitoring Programme.
- Provide support for ensuring appropriate AML and DP/GDPR arrangements are in place.
- Review/approve financial promotions.
- Review regulatory papers and monitor outside developments to determine relevance/impact on the business.
- Draft/maintain policies (including the Compliance Manual) falling within the remit of the Compliance team.
- Act as alternate for the Head of Compliance in attending internal and external meetings, where required.
- Assist with the preparation of reports and management information and prepare/submit regulatory returns.

**Job Requirements**:

- At least 2 years Compliance experience working within a similar financial services business, ideally retail banking.
- Good knowledge of Financial Promotions
- Some experience of Operational Risk, preferable.
- Degree educated
- Excellent communication skills both written and verbally.