Head of Compliance and Risk

7 months ago


Manchester, United Kingdom Firenze Full time

We're seeking a seasoned Head of Compliance & Risk to join our dynamic team. If you're passionate about compliance, well-versed in regulatory frameworks, and eager to play a pivotal role in a high-potential fintech venture, this is your chance to make a mark.

At the forefront of asset-backed lending and consumer credit, our fintech startup is disrupting traditional models. We're driven by a vision to revolutionise lending practices through innovation, technology, and a commitment to compliance.
- You have previously held a SMF16 or SMF17 role or have significant experience as a deputy to a role-holder
- You have consumer credit experience
- You have an understanding of the UK financial advice
- You have the gravitas and credibility to hold senior leadership to account and ensure that good solid risk principles are embedded and adhered to throughout all levels of the organisation.

What is in it for you:

- £60 - 100k salary (dependent upon experience & location)
- Share options in high potential fintech company
- Transparent milestone based team bonuses
- Incredible learning journey
- Take real ownership & responsibility
- Work with highly ambitious, focused people
- Potential to make a significant impact on the future of financial services
- 30 days per annum leave (+ bank holidays)

**Job Types**: Full-time, Part-time

**Salary**: £60,000.00-£100,000.00 per year

**Benefits**:

- Additional leave
- Company pension

Schedule:

- Monday to Friday

**Experience**:

- Compliance management: 4 years (required)

Work authorisation:

- United Kingdom (required)

Work Location: Hybrid remote in Manchester


  • Head of Risk

    6 days ago


    Manchester, United Kingdom FJR Full time

    Head of Risk & Compliance Are you an experienced risk and compliance leader, eager to shape a newly formed function and make a meaningful impact across a growing, dynamic business? If you thrive on variety, influencing strategy, and leading from the front, this could be the perfect opportunity for you. About the Role This is a high-profile position that...

  • Head Of Risk

    5 days ago


    Manchester, United Kingdom Fjr Full time

    Head of Risk & Compliance Are you an experienced risk and compliance leader, eager to shape a newly formed function and make a meaningful impact across a growing, dynamic business?If you thrive on variety, influencing strategy, and leading from the front, this could be the perfect opportunity for you.About the Role This is a high-profile position that will...

  • Head of Risk

    7 days ago


    Manchester, United Kingdom CV-Library Full time

    Head of Risk & Compliance Are you an experienced risk and compliance leader, eager to shape a newly formed function and make a meaningful impact across a growing, dynamic business? If you thrive on variety, influencing strategy, and leading from the front, this could be the perfect opportunity for you. About the Role This is a high-profile position that...


  • Manchester, United Kingdom Search and Select Full time

    **Our client seeks a Head of Compliance and Risk to join their team.** **Role Profile**: - Compliance with all applicable regulatory requirements. - Risk management processes. - Regulatory submissions and reporting. - Responsibility for the compliance and risk team. - To undertake the role of DMLRO for the licences and support the business in the...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryA highly motivated Senior Risk & Compliance Lawyer is required to join AJ FOX COMPLIANCE's Risk & Compliance team in Manchester.The ideal candidate will have a strong background in law firm regulation, complaints handling or commercial contracts.


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Aj Fox Compliance seeks a skilled Senior Risk and Compliance Lawyer to strengthen their Manchester-based team.Key responsibilities involve:Providing expert guidance on compliance mattersDeveloping and implementing effective risk management strategiesCollaborating with colleagues to drive business growthStaying up-to-date with regulatory requirementsWe offer...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking Law Firm, AJ FOX COMPLIANCE, is seeking a seasoned Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Some key responsibilities include:Supporting colleagues in claims handling in adherence to...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Company OverviewAJ Fox Compliance is a dynamic Law Firm seeking a talented Senior Risk & Compliance Lawyer to join their Risk & Compliance team.We pride ourselves on providing exceptional service to our clients and are committed to excellence in everything we do.This role will play a crucial part in supporting our continued growth and success.Estimated...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Role OverviewAJ FOX COMPLIANCE is looking for an ambitious and forward-thinking Senior Risk & Compliance Lawyer to join their team in Manchester.The ideal candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to collaborate with colleagues across other office locations.


  • Manchester, United Kingdom AJ Bell Management Limited Full time

    Job Overview">We are looking for a highly skilled Head of Compliance and Risk to lead our Financial Crime function and develop a comprehensive risk-based framework to mitigate financial crime risks.">Key Responsibilities:">">Develop and implement a robust Financial Crime framework to ensure compliance with relevant regulations and laws.">Lead the development...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    About AJ FOX COMPLIANCE: We are a forward-thinking, ambitious Law Firm looking for a Senior Risk & Compliance Lawyer to join our Risk & Compliance team in Manchester. Our ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.The estimated salary for this role is £70,000 - £100,000 per annum.,...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking law firm in Manchester is seeking a Senior Compliance Lawyer to join their Risk and Compliance team.The ideal candidate has experience in law firm regulation, complaints handling, or commercial contracts.Responsibilities include:Supporting colleagues in claims handling according to internal proceduresLiaising with stakeholders on...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewA forward-thinking AJ FOX COMPLIANCE in Manchester seeks a senior risk and compliance lawyer to support its growth.The ideal candidate has experience in law firm regulation, complaints handling or commercial contracts.Suitable applicants will have 5+ years PQE and excellent analytical, communication and organisational skills.Collaborate with...


  • Manchester, United Kingdom Hill & Hill Recruitment Ltd Full time

    Job Summary:We are seeking a highly skilled Head of Compliance and Risk Management to join our team.The ideal candidate will have experience in developing and implementing quality management systems and ensuring compliance with building regulations.Key Responsibilities:Design and implement a comprehensive quality management system.Conduct regular audits to...

  • Head of Risk

    6 months ago


    Manchester, United Kingdom Showsec Full time

    As Head of Risk & Operational Compliance, your responsibility will be to identify and limit the risk associated with the company’s operational delivery by understanding the organisational risk appetite, identifying the risk of it and to it within the industry, assess and analyse the risk; eliminate, mitigate, and monitor it. You must ensure that no...


  • Manchester, United Kingdom The Bank of New York Mellon Corporation Full time

    The Bank of New York Mellon Corporation is seeking an exceptional Head of Risk Management to lead our AML Due Diligence team in Manchester, UK.About the TeamOur team is responsible for researching, preparing and reviewing client profiles for clients that vary in risk and complexity.Key ResponsibilitiesLead a team of AML/KYC/Prevention staff involved in...

  • Head Of Compliance

    4 weeks ago


    Manchester, United Kingdom Idex Consulting Full time

    About Us: Independent broker who operates across Europe and has a foothold in the employee benefits market.Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, with a focus on the Employee Benefits division. Based in either Surrey or...

  • Head Of Compliance

    2 weeks ago


    Manchester, United Kingdom Idex Consulting Full time

    About Us: Independent broker who operates across Europe and has a foothold in the employee benefits market.Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a focus on the Employee Benefits division. Based in either Surrey or...

  • Head of Compliance

    2 weeks ago


    Manchester, United Kingdom IDEX Consulting Full time

    About Us: Independent broker who operates across Europe and has a foothold in the employee benefits market.Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a focus on the Employee Benefits division. Based in either Surrey or...


  • Manchester, United Kingdom Apollo Solutions Full time

    Head of IT Systems Risk Financial ServicesRegional Hubs across the UK Hybrid - 2 days onsiteUp to £170k (Dependent on region)+ 30% Bonus + Generous Pension+ Stock optionsMy client is a leading financial services institution, committed to driving innovation and maintaining the highest standards in managing risk across their IT infrastructure. With a...