Head of Compliance

2 weeks ago

London, United Kingdom Insights Driven Research Full time

**Overview**: As the Head of Compliance in the Expert Network Industry, you will play a pivotal role in ensuring that our company operates within the legal and regulatory frameworks governing expert engagements and information exchange. You will be responsible for developing, implementing, and overseeing compliance policies and procedures, fostering a culture of integrity and adherence to ethical standards. The Head of Compliance will collaborate closely with cross-functional teams, legal experts, and regulatory bodies to uphold the highest standards of compliance within the dynamic and evolving landscape of the Expert Network Industry.

**Responsibilities**:
**Policy Development and Implementation**:

- Develop, update, and implement compliance policies and procedures in alignment with relevant laws, regulations, and industry standards.
- Conduct periodic reviews and updates to ensure ongoing relevance and effectiveness.

**Regulatory Compliance**:

- Stay abreast of changes in laws and regulations impacting the Expert Network Industry, and proactively address potential compliance risks.

**Training and Awareness**:

- Design and deliver compliance training programs for employees, emphasizing the importance of adherence to regulatory requirements and ethical standards.
- Foster a culture of compliance awareness and ethical conduct throughout the organization.

**Risk Assessment and Mitigation**:

- Conduct regular risk assessments to identify potential compliance vulnerabilities.
- Develop and implement strategies to mitigate identified risks, ensuring a proactive approach to compliance.

**Monitoring and Reporting**:

- Establish and maintain systems for monitoring and reporting compliance issues within the organization.
- Prepare and present regular compliance reports to executive leadership and the Board of Directors.

**Internal Investigations**:

- Lead or oversee internal investigations into compliance-related concerns, ensuring a thorough and objective process.
- Implement corrective actions and preventive measures based on investigation outcomes.

**Vendor Due Diligence**:

- Collaborate with procurement and legal teams to conduct due diligence on vendors and third-party service providers to ensure compliance standards are met.

**Cross-Functional Collaboration**:

- Work closely with legal, risk management, operations, and other departments to ensure a coordinated and integrated approach to compliance.
- Provide guidance and support to business units in implementing compliance requirements.

**Audit Preparedness**:

- Ensure the organization is prepared for and successfully passes external audits related to compliance matters.
- Address findings and implement corrective actions as necessary.

**Qualifications**:

- Bachelor's degree in law, business, or a related field; advanced degree preferred.
- Proven experience between 5 - 10 years in a compliance leadership role within the Expert Network Industry or a similar sector.
- In-depth knowledge of relevant regulations and industry best practices.
- Strong analytical, problem-solving, and decision-making skills.
- Excellent communication and interpersonal abilities.
- Ability to navigate complex and evolving regulatory landscapes.

**Job Types**: Full-time, Permanent

**Salary**: £50,000.00-£70,000.00 per year

Application question(s):

- Share your LinkedIn profile link

**Education**:

- Bachelor's (preferred)

Work authorisation:

- United Kingdom (required)

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