Control Room Avp
3 weeks ago
Carr-Lyons are currently working alongside a leading global investment bank to recruit a Control Room Assistant Vice President. This is a key role, working alongside the Central Compliance Team overseeing all Control Room activities.
The Control Room AVP will be responsible for:
- The setting of policies, including but not limited to; the processing of MI with respect to market abuse, conflicts of interest, conduct risk, financial promotions, Takeover panel disclosure requirements, 15A-6 obligations and other relevant regulations.
- Regular communication with Front Office departments and other control functions across the EMEA region.
- Spending most of their time in the Control Room function, supporting activities including but not limited to: inside information registrations, conflict of interest checks, marketing material reviews, personal account dealing reviews, external business interests and liaising with offices both in Asia and North America.
- Providing support to the Advisory Team on ad hoc projects.
- Address requests received by, and actively participate in the day to day operations of, the Control Room. Including, using the Global Control Room System ensuring appropriate responses to enquiries.
- To engage with stakeholders by attending Front Office team meetings
- To identify potential improvements in compliance systems, reports and process
- To introduce more effective MI analysis, production and presentation
Please note that applicants for this position should have two or more years Control Room experience.
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Operational Risk and Control AVP
4 days ago
London, United Kingdom Michael Page (UK) Full timeAbout Our Client Our client is a well-established Banking firm, based in London. The bank has gone through significant growth over the past 3 years and are continuing their focus on Risk and Governance, this role is a key part of this. Job Description The Operational Risk and Control AVP will: Implementing and managing the operational risk...
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Operational Risk and Control AVP
1 week ago
London, United Kingdom Michael Page (UK) Full timeAbout Our Client Our client is a well-established Banking firm, based in London. The bank has gone through significant growth over the past 3 years and are continuing their focus on Risk and Governance, this role is a key part of this. Job Description The Operational Risk and Control AVP will: Implementing and managing the operational risk framework ...
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Operational Risk and Control AVP
3 weeks ago
London, United Kingdom Michael Page (UK) Full timeAbout Our Client Our client is a well-established Banking firm, based in London. The bank has gone through significant growth over the past 3 years and are continuing their focus on Risk and Governance, this role is a key part of this. Job Description The Operational Risk and Control AVP will: Implementing and managing the operational risk framework ...
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Sanctions Systems and Controls AVP
2 weeks ago
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Sanctions Systems and Controls AVP
2 weeks ago
London, United Kingdom Carr Lyons Full timeAs a Sanctions Systems and Controls AVP you will be responsible for: Maintiaing and updating existing sanctions frameworks and controls. Highlighting areas of optimisiation and rolling out controls and frameworks improvements Undertaking ad hoc testing on sanctions policy and framework Dealing with cross-buisness departments to ensure ahearance and...
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Financial Controller
4 days ago
London, United Kingdom Centre People Full time €350A Japanese bank is currently recruiting a Financial Controller (AVP) to work in their A&C / Accounting Department in the city of London. The position holder will contribute to the development and maintenance of an effective and robust internal control framework covering the finance department, its branches, and subsidiaries. The role shall ensure...
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Financial Controller
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Financial Controller
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