Compliance Officer

1 month ago


Grimsby, United Kingdom NJR Recruitment Full time

**Location**
**Salary**
**Posted on**
**Reference**
**Benefits**

Grimsby
£30000 - £40000
09/08/2023
NJR14112
Plus Excellent Benefits

DESCRIPTION

Senior Compliance Officer
- Financial Planning
Grimsby

Our Client is a well known and highly regarded Wealth Management firm with offices based throughout the UK. Offering a genuinely bespoke Wealth Management service to a diverse range of HNW individuals, our Client provides Investment Management and Financial Planning services to their Clients.

Working from their prestigious offices based in North Lincolnshire; You will be working with the Head of Compliance and carrying out the monitoring of FCA designated investment, fund management, pensions and banking business, whilst advising on compliance issues in order to protect and the clients, the company, and the staff.

What's in it for you?

Excellent Bonus structure
25 days holiday + Bank Holidays
Company Pension
Flexible Hours
Hybrid working
Full study support where wanted
Development and career progression

Responsibilities will include:
Monitoring staff reports, ensuring routine and ad hoc work tasks are completed on time and to a satisfactory standard
Where appropriate, to attend and provide compliance input on specific business committees
To assist in responding to compliance enquiries from all areas of the business and providing pro-active advice where necessary
To conduct comprehensive file reviews on a range of pension and investment products
To undertake compliance and business projects when the need arises
To develop own professional expertise through on the job training, formal training and, where appropriate, professional qualifications.
To carry out any other duties as may reasonably be required.

For further information please contact one of our specialist consultants quoting REF:NJR14112



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