Compliance and Money Laundering Officer Uk

2 weeks ago

London, United Kingdom UBIQUITY Full time

Let's tomorrow, together.

At Ubiquity, we live by the mantra head, heart, and hustle.
_Head_ because we use our collective industry know-how to always push ourselves, our clients, and our programs to be the best they can be.
_Heart_ because we are always gracious with our time, our collaboration, and with one another. And
_Hustle_ because we have grit, tenacity, perseverance, and a proven track record of meeting and exceeding goals—every person, in every role, for our company and our clients.

Sound like the right fit? Your tomorrow looks bright at Ubiquity.

Your Role:
Job Summary:
Tremendous opportunity to join a globally recognized and growing business process outsourcing, 4th party processing company as we expand further into the UK and EU market. We are looking for a compliance oversight and anti-money laundering professional to join our team in the UK. In this role you will help achieve FCA appointment and establish a best-in-class consumer credit oversight and monitoring program as part of our customer service and banking operations product lines. You will drive the implementation of compliance control, processes, and required operations under the Anti-Money Laundering/Combating the Financing of Terrorism (AML/CTF) program, and work as part of an integrated global Compliance team, leveraging the broader organisation and resources to ensure that we maintain an effective AML/CTF program, compliance oversight program, and meet all our regulatory compliance obligations. This role is essential to our success in the UK and will work with colleagues across Compliance, Information Security, Legal, Finance, Operations, Client Services, Technology, Sales, and Marketing.

This position will require the individual to be an FCA approved person to perform SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) functions. This is an excellent opportunity for an individual who wants to join a great team and be part of a growing company.

SMF16 - Compliance Oversight function examples:

- Developing regular monitoring procedures and practices to assess the adequacy and effectiveness of the firm’s systems and control.
- Work with operational areas to develop proportionate risk-based policies and procedures designed to minimise the risk of breaches of legal and regulatory requirements.
- Regulatory monitoring and management, including emerging risks, potential areas of non-compliance, and providing advice on appropriate mitigating actions.
- Responsible for the implementation of any requirements of FCA rules and regulations associated to the UK business.
- Manage actual and potential conflicts of interests.

SMF17 - Money Laundering Reporting Officer function examples:

- Reporting any suspicious activity or transaction.
- Overseeing and ensure the implementation of up-to-date AML/CTF policies and procedures.
- Responding to requests for information from the FCA and other regulators and law enforcement agencies, or clients relating to a regulator or law enforcement agency request.
- Conducting an annual money laundering risk assessment in relation to the company’s business.
- Ensure regular training for staff on anti-money laundering.
- Report on at least an annual basis to the firm’s governing body on the operation and effectiveness of the firm’s anti-money laundering systems and controls.
- 5 years of recent and relevant experience performing SMF16/17 functions as a leader or
- member of a team in a similar capacity.
- Understanding of laws and regulation in relation to AML, regulatory compliance, and risk in the UK, EU, and other jurisdictions.
- Compliance and/or AML certifications and training a plus.

What we do.

Recognized as the #1 CX provider for disruptors and innovators across financial services, healthcare, and e-commerce, Ubiquity was founded on the belief that our clients and their customers deserve better. Headquartered in New York City with delivery locations in Europe, Asia, and the Americas, Ubiquity provides multilingual, end-to-end solutions for customer experience management, back-office/risk operations, and business transformation, and is proudly certified as a Great Place to Work®.

Come as U are, because U Matter at Ubiquity.

We’re committed to creating an inclusive employee experience for all. Regardless of race, gender, religion, sexual orientation, age, or disability, we believe that we’re at our best when everyone can contribute their ideas and feels free to be their most authentic self.

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