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Head of Compliance

5 months ago

Liverpool, United Kingdom Barclay Simpson Full time

**Head of Compliance**:

- Liverpool
- £80,000 - £90,000
- Job type: Permanent
- Sector: Financial Services
- Job reference: NE39503

My client is a motor finance company based in Liverpool.

They are looking to hire a compliance manager to report into the current Head of Compliance with a view for this person to succeed the Head of Compliance in due course.

The role is for a consumer credit focused regulatory compliance professional to advise and provide oversight to the business on all regulatory compliance matters.

You will
- Maintaining and developing a robust three-lines-of-defence governance framework;
- Second-line oversight of sales and operational controls (including 1st-line quality control, quality assurance and sales and introducer management processes) for the prevention and detection of non-compliance, including proportionate, risk-based monitoring;
- Compliance support for identifying and implementing regulatory developments and business developments triggering regulatory/policy requirements, including Compliance representation on change projects;
Skills and experience
- In-depth technical knowledge and understanding of applicable legislation (including CONC, CCA, DPA/GDPR and Consumer Rights Act).
- In-depth understanding of governance, compliance, QA/QC and risk assessment methodology and processes.
- Good knowledge and understanding of finance products and documentation.
- Relationship management skills and ability to present to and persuade senior management both internally and at our business partners.
- Ability to navigate and interpret regulatory requirements and advise on them authoritatively.
- Excellent written and oral communication skills.
- Eye for detail, balanced with commercial pragmatism and the ability to find creative solutions.

Salary on offer is £80,000 - £90,000 plus bonus and pension. You will be expected in the central Liverpool office 3 days a week.