Internal Control Officer Junior F/m

1 month ago

London, United Kingdom CANDRIAM Full time

Position description

**Business unit**:

- Legal, Secretary General & Compliance - Compliance

**Job title**:

- Internal Control Officer Junior F/M

**Contract type**:

- Permanent

**Candriam Group Presentation**:

- Candriam is a global multi-specialist asset manager and a recognized pioneer and leader in sustainable investment. For more than 25 years, Candriam has offered innovative and diversified investment solutions across many asset classes including fixed income, equities, absolute return, asset allocation and illiquid assets.
- As a Responsible Employer, Equal Employment Opportunity is crucial to Candriam. We are committed to building the best global team that represents a variety of backgrounds, perspectives, and skills. We provide an inclusive work environment and support wellbeing and work-life balance.

**Mission**:

- The Internal Control team plays a key role in strengthening the compliance corporate culture and leverage on any situation to prevent, detect and mitigate compliance, regulatory and reputational risks across the firm.
- With a commitment to regulatory compliance and ethical conduct, we are seeking a dynamic and detail-orientated Junior Compliance internal Control officer to join our team.

**Responsabilities**:

- As a Junior Compliance Officer, you will support the team in the following tasks:

- Assist in preventing, detecting and mitigating compliance, regulatory and reputational risks across the firm and help strengthen the firm’s compliance culture.
- Review compliance of Marketing materials to with commercial and marketing guidelines.
- Participate in all phases of internal control missions:

- Conducting testing and surveillance of the first line of defense. The testing component involves developing and executing control-based reviews covering front office, middle office and support functions.
- Drafting final test reports and presenting the results to principal stakeholders.
- Following-up on corrective measures raised during the testing process to ensure they are properly implemented.
- Assist the UK Head of Compliance to manage a robust compliance framework for the UK branch.
- Contribute to senior management reporting and regulatory Authorities ones.
- Participate in the Internal Control Coordination Committee.
- Provide suggestions on how to improve and streamline current compliance practices and methodologies.
- Contribute and collaborate with the other Compliance teams (broadly other key stakeholders as Legal, Risk teams and UK branch employees) to make the Compliance team more efficient in its business-as-usual activities and ensure that the Firm always meets regulatory requirements.

**Profile**:

- Master's degree in Finance, Law or Business Administration.
- Requested experience : Minimum of 2/3 years' experience notably in Compliance, Regulatory affairs, Internal control or Internal audit within Asset Management Industry.
- Strong analytical skills with attention to detail.
- Excellent communication and interpersonal abilities
- Knowledge of main EU and/or UK Regulations Ability to work collaboratively in an team oriented environment.
- Eagerness to learn and adapt to evolving regulatory requirements.
- Respect of confidentiality.
- Strong sense of responsibility and professional awareness.
- Oral and written communication skills.

LI-POST

Position location

**Job location**:

- Europe, United Kingdom

**City**:

- London

**Education**:

- 3. Master's Degree I / Bac+4

**Minimum level of experience required**:

- 2-5 years

**Languages**:

- English (C1 - Fluent)
- French (C1 - Fluent)

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