Associate in Perimeters Cases

2 weeks ago

London, United Kingdom Financial Conduct Authority Full time

Background

The Financial Promotions & Enforcement Taskforce (FPET) is a department that straddles the FCA’s regulatory perimeter. The department has a wide remit covering both authorised and unauthorised activities in all sectors. FPET’s overarching role is to reduce harm arising from:

- Non-compliant financial promotions issued by authorised firms
- Unauthorised activity, scams, fraud and breaches of the Financial Promotions Order by unauthorised entities
- Scams and high-risk, non-standard investments where authorised firms are involved in the production and distribution of products
- Other unregulated activity conducted by authorised firms that has the potential to cause significant customer harm and financial loss.

The Role

HM Treasury has indicated that it intends to bring the promotion of certain qualifying cryptoassets into the financial promotions regime. This will significantly increase the workload of the department. We have opportunities for individuals with cryptoasset experience to join the FPET Perimeter Team.

What does the role involve?
- Manage a busy workload of cases relating to a variety of unauthorised firms. This includes assessing reports of unauthorised activity (including relating to cryptoassets), acting to resolve matters and issue alerts where appropriate.
- Analysis regarding the unauthorised firm’s activities with a particular focus on unauthorised crypto firms This will include managing high volumes of cases coming into the team and drawing out and spotting trends from those cases.
- Build up MI on cases to facilitate a wider strategy regarding our approach to unauthorised firms, in particular in relation to unauthorised crypto firms, and assist in the production of ad-hoc MI (for both internal external stakeholders).
- Present on trends and MI within the data collated about unauthorised crypto firms.
- Build and maintain effective working relationships with colleagues in other business areas within the FCA and with external bodies.
- Assist in administrative tasks and data entry.
- Respond to ad-hoc queries about the Perimeter Team from other areas of the FCA. Manage relationships with and present to both senior internal and external stakeholders.
- Contribute to wider Enforcement strategic work.

What will you get from the role?
- An opportunity to gain knowledge and experience within a supportive environment committed to learning and development.
- An opportunity to widen your experience and optimise your skills in analysis, data entry, drafting and risk assessment.
- A chance to do satisfying, worthwhile and responsible work with the opportunity to use your professional skills to build a long term solution for these important cases.

About You

Minimum Criteria
- _Any disabled applicant meeting the minimum criteria will automatically progress to interview stage, should they enter under the _
- Disability Confident scheme_
- . For more information on the FCA’s commitment to building a diverse and inclusive workforce, including guidance on drafting criteria, please refer to the _
- FCA’s Positive Action Framework._
- Knowledge of cryptoasset business models and the risks in those models.
- Experience of dealing with a large number of cases and managing competing work streams often under tight deadlines.
- Experience of document and evidence management.

Essential
- Basic knowledge of the Financial Services and Markets Act 2000 (particularly the Regulated Activities Order) and the structure, principles and responsibilities of the FCA
- Adopts analytical approach and critically assesses information to inform effective/efficient course of action
- Ability to manage a large workload, giving due attention to the most serious and high priority matters
- Ability to assess and analyse voluminous and/or data-heavy bodies of information, exercising judgement on the information available and being able to defend those judgements where appropriate, including to senior management
- Good written skills with ability to summarise issues in a comprehensive and concise manner
- Ability to draft straightforward documents and technical correspondence
- Ability to work on own initiative, prioritising, working under pressure and to tight deadlines whilst maintaining accuracy
- Ability to perform basic research and organise information in a comprehensive manner

Desirable
- Experience of most commonly traded crypto tokens and how they are marketed to consumers

About the FCA

At the FCA, we’re creating a fair and more resilient financial system. We’re establishing more transparent relationships between financial services and their customers, building trust in financial markets and protecting vulnerable consumers.

The FCA's Values & Diversity

Additional Information
- This roles are graded as Associate lvl 8 - Regulatory
- This is a permanent role
- This role can be based in London, Edinburgh and Leeds
- Applications for this role close on 9th March 2023- If you are external and

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