Senior Compliance Assistant
3 days ago
A busy risk and compliance team at a national law firm is seeking to hire a Senior Compliance Assistant.
This is an exciting opportunity for a Compliance Assistant or Administrator looking for a step up and wanting to take on more responsibility. Experience gained in this role would be an excellent stepping stone to an Analyst role.
This is a generalist role but you will be working on both AML and Conflicts.
Responsibilities of this role will include:
- Reviewing new client and matter forms
- Carrying out AML and sanctions checks
- Acting as an escalation point for the team with CDD and KYC checks
- Advising on issues related to commercial and regulatory conflicts of interest
- Handling general queries and advising staff
- Performing quality control reviews on the output of the team
- Ensuring Assistants are trained in AML, CDD, and KYC checks
- Carrying out internal audits of files and processes
- Making suggestions for improving processes and supporting change within the team and wider firm
- Monitoring policies and procedures
- Ad hoc project work
Please submit a copy of your CV to be considered. Thank you.
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