Operations Regulatory Governance and Oversight
3 weeks ago
United Kingdom
- Operations
- Global Wealth Management
**Job Reference #**
- 270985BR
**City**
- London
**Job Type**
- Full Time
**Your role**
- We’re looking for an Operations Risk and Controls Specialist to:
- Perform controls that support requirements in respect of the FCA Client Asset Rules (CASS).
- Undertake Monthly Regulator returns for the FCA Client Money and Asset Reporting (CMAR).
- Maintain and produce records and output in respect of the firm obligations under the Financial Services Compensation Scheme (FSCS).
- Collate and distribute data related to reporting obligations under the Payment Services Directive (PSD2).
- Oversee the exception management and control performance in respect of UK Regulatory Transaction Reporting (RTR).
- Support Business Line representation at Regulatory Governance forums.
**Your team**
- You’ll be working in the WM UK Operations Regulatory and Governance Oversight team in London, responsible for performance of controls that support both regulatory record and reporting obligations, and also internal risk management within the Operations environment. We focus on execution of key operational controls and delivering correct and consistent reporting to internal stakeholders and Regulators in line with specific deadlines and quality standards. As a Risk Control Specialist, you’ll play an important role in delivering the scope and quality of relevant control and reporting obligations.
**Your expertise**
- ideally 2 years of experience working in Operations control within the banking industry
- sound knowledge of the FCA Client Asset Rules (CASS)
- good technical skills in MS Excel
- risk aware, conscientious, and able to challenges the status quo
- methodical and accurate working approach, able to meet deadlines ,
- effective communication and organization skills.
- Investment Administration Qualification may be beneficial
**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
**How we hire**
**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
-
Senior Regulatory Governance Executive
1 day ago
London, United Kingdom JPMorgan Chase & Co. Full timeNetwork Management - Global Head of Governance, Oversight Obligations & Standards - Executive Director - London Are you looking for an exciting senior level opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Network Management team to partner with the Business and provide...
-
Senior Regulatory Governance Executive
2 days ago
London, United Kingdom JPMorgan Chase & Co. Full timeNetwork Management - Global Head of Governance, Oversight Obligations & Standards - Executive Director - London Are you looking for an exciting senior level opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Network Management team to partner with the Business and provide...
-
Head of Regulatory and Pension Oversight
1 month ago
London, United Kingdom Vanguard Full timeWe have an exciting opportunity for an experienced leader with strong operational knowledge (particularly in Self-Invested Pension Products and in the retail investment industry). You would be joining a team of oversight leaders responsible for the oversight of outsourced operations for our fast growing investment platform. Supporting the Head of Operations...
-
EMEA Regulatory Risk and Oversight Manager
2 days ago
London (Central), United Kingdom Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
London, United Kingdom Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
EMEA Regulatory Risk and Oversight Manager
12 hours ago
London, United Kingdom Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...
-
EMEA Regulatory Risk and Oversight Manager
24 hours ago
London, United Kingdom Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
EMEA Regulatory Risk and Oversight Manager
2 days ago
London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...
-
EMEA Regulatory Risk and Oversight Manager
14 hours ago
London, United Kingdom Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
EMEA Regulatory Risk and Oversight Manager
2 days ago
London (Central), United Kingdom Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
London, United Kingdom JPMorgan Chase & Co. Full timeNetwork Management – Global Head of Governance, Oversight Obligations & Standards – Executive Director – London Are you looking for an exciting senior level opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Network Management team to partner with the Business...
-
London, United Kingdom eFinancialCareers Full time**Who We're Looking For** To own the oversight and governance of outsourced internal services and third party engagements on behalf of State Street Global Markets (SSGM) EMEA, interacting with all GM Business lines and service providers. **Why this role is important to us** Join us if making your mark in the capital markets industry from day one is a...
-
Director, Regulatory Governance
1 day ago
London, United Kingdom Broadgate Full timeBroadgate are partnered with a leading global Corporate, Private Client and Fund Services firm in London. Lead relationship management for a portfolio of trust and company structures, some of which of a complex nature. ~ Represent the business on a number of Client boards, both regulated and unregulated entities, providing entity direction and oversight in...
-
Director, Regulatory Governance
2 days ago
London, United Kingdom Broadgate Full timeBroadgate are partnered with a leading global Corporate, Private Client and Fund Services firm in London. Lead relationship management for a portfolio of trust and company structures, some of which of a complex nature. ~ Represent the business on a number of Client boards, both regulated and unregulated entities, providing entity direction and oversight in...
-
Regulatory Risk
2 days ago
London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...
-
Network Management
1 day ago
London, United Kingdom JPMorgan Chase & Co. Full timeThis job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Job Description Network Management - Global Head of Governance, Oversight Obligations & Standards - Executive Director - London Are you looking for an exciting senior level opportunity to join a dynamic and growing team in a fast paced and challenging...
-
Network Management
14 hours ago
London, United Kingdom JPMorgan Chase & Co. Full timeThis job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Job Description Network Management - Global Head of Governance, Oversight Obligations & Standards - Executive Director - London Are you looking for an exciting senior level opportunity to join a dynamic and growing team in a fast paced and...
-
Network Management
2 days ago
London, United Kingdom JPMorgan Chase & Co. Full timeThis job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Job Description Network Management - Global Head of Governance, Oversight Obligations & Standards - Executive Director - London Are you looking for an exciting senior level opportunity to join a dynamic and growing team in a fast paced and challenging...
-
London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...
-
Head of Claims Oversight and Governance
3 weeks ago
London, United Kingdom Eames Consulting Full timeI’m currently working exclusively with a well-known and respected Global (Re)Insurer on the appointment of a Head of Claims Oversight and Governance. Reporting into the Chief Claims Officer, this is a newly created position that will play a pivotal role in driving business results through shaping and embedding effective reporting and governance across the...
