Compliance Manager

3 weeks ago


Leatherhead, United Kingdom Rawlinson & Hunter LLP Full time

We are excited to announce an opportunity for a Regulation & Compliance Manager within the firm. We are looking for a resourceful and forward-thinking professional with previous experience in a similar role to manage all regulatory and compliance issuesfor the Partnership. The role involves supporting the Compliance Partner and Director of F&A on, and undertaking reviews of, matters included within in the ICAEW Annual Returns.

As a Regulation and Compliance Manager, your day to day work will encompass:

- Preparation of the ICAEW Annual Returns
- Liaising with ICAEW throughout the year
- Act as a sounding board on regulatory questions that arise
- Ongoing “horizon scanning” for regulatory and compliance issues which may impact upon the firm
- Acting as a first line of approach for partners and staff on queries on client take on procedures and other regulatory matters, including anti-money laundering requirements
- Overseeing client money transactions to ensure compliance with regulatory guidelines
- Act as a central conduit for queries from overseas offices on regulation matters
- Assist in designing and delivering anti-money laundering/Criminal Finances Act/Bribery Act training
- Act as initial contact point regarding queries on the Firm’s client engagement letters and terms and conditions

We are looking for someone with:

- Experience of managing regulation and compliance issues for partnerships
- Able to manage a diverse and often conflicting workload
- Professional manner and able to act as ambassador for the firm
- Able to work on own initiative
- Able to identify and act upon priorities and deadlines
- Discreet and able to deal with sensitive information
- IT Literate
- Fine eye for detail
- We are an equal opportunities employer and pride ourselves on the increasing diversity of our workforce. We believe in the best person for the job._



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