Compliance Specialist
4 months ago
**Who are Diligenta?**
Diligenta's vision is to be acknowledged as best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded on positive change and development.
**The Opportunity**
Due to internal progression and opportunity, we are now looking for an experienced Compliance Specialist here at Diligenta to play a key technical and advisory role to ensure Diligenta and the services it provides its customers are compliant with FCA rules, requirements and principles.
**You’ll be**:
- Providing compliance advice and guidance to business areas to ensure Diligenta continues to operate compliantly and without enforcement by our regulator
- Overseeing Line 2 Regulatory Oversight (support and challenge) to Diligenta’s Client Accounts and 3rd party outsourcers to ensure operational compliance on a day-to-day basis
- Assisting the Compliance Manager by producing regular and ad-hoc regulatory reports as required, and with developing and promoting a compliance culture
- Representing Compliance and provide regulatory support (advice and challenge) to strategic projects and initiatives
- Can show a good knowledge of FCA rules and regulations and a thorough knowledge of regulatory development and consultative process
- Have a sound understanding of regulatory structure and process, regulations and their underlying principles
- Are a credible influencer of management, able to propose and implement compliance solutions with the required level of personal impact
- Are able to represent their function at project meetings, forums, committees and in other general meetings
- Have the ability to recognise compliance implications of business initiatives, but has commercial awareness and can add value to a proposed solution
**The Perks**
- 25 days holidays + 8 bank holidays
- Discretionary annual bonus
- Company pension scheme membership
- Gain professional accreditation on completion at no extra cost through our bespoke 24/7 professionally accredited online learning and development tools
- Access to our Confidential Helpline is available to be used by you and your family
- Develop your career through a wider global organisation of the TCS family
Job Reference: DGENTA01092
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