Business/operational Auditor, Officer, Hybrid

2 months ago

London, United Kingdom State Street Full time

Who we are looking for

We are looking for an Business/ Operational Auditor, Officer, who will work with a team of professionals to assess the adequacy and effectiveness of controls designed to ensure the businesses are complying with relevant regulatory requirements and corporate policy and procedures. In this role you will be based out London, United Kingdom.

This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

State Street’s Corporate Audit Department carefully recruits staff with a combination of backgrounds, including prior audit experience in internal and external audit practices, information technology or specialized areas such as regulatory compliance, securities trading and operations. As a member of State Street Corporation’s Audit Division you will be part of a team where collaboration is encouraged, excellence is rewarded, and diversity is valued. We offer flexible schedules, continuous training, global exposure and multiple opportunities for personal and professional growth.

Our team of professionals is responsible for providing independent, objective assurance and advisory services designed to add value, minimize risk and improve the overall control environment of State Street Corporation and its subsidiaries. Our auditors interact and communicate regularly with executive management and have tremendous insight into all parts of the company’s daily operations. Our audit team acts as:

- Independent advisors—advising management on risks related to strategic initiatives, organization, process and systemic changes;
- Subject matter specialists and controls experts—providing knowledge and experience in key risk areas;
- Efficiency specialists—identifying inefficiencies in risk management and control design; and
- Problem-solving partners—looking ahead to help management envision future risks and opportunities.

What you will be responsible for
- Perform audit work as assigned, leveraging Corporate Audit’s risk-based methodology to assess risks and controls and validate the adequacy of the design of controls
- Devise effective and efficient tests of key controls
- Execute and document audit work and conclude on the audit test results and overall effectiveness of controls
- Identify and report all risk and compliance issues/breaches
- Review and evaluate corrective actions taken by the auditee to improve deficiencies
- Assist in the drafting of audit reports in accordance with division and industry standards
- Work in partnership with the audit team and internal management to communicate expectations and any project issues that may arise throughout the audit
- Develop and maintain a thorough understanding of audits and assigned functions, including utilization of technology, products, organizational activities, and systems
- Perform other duties as required

Skills And Qualifications
- Approximately 5 or more years of experience in asset management / financial services (investor services preferred) including assessment of inherent and residual risks and control design and effectiveness testing
- CFA, CPA, CIA or other applicable certification preferred
- Awareness of relevant regulatory framework and requirements (e.g. MiFID II, Investment Firms Regulations)
- Strong analytical and project management skills, ability to prioritize and multi-task in a fast paced environment
- Effective communication skills (both written and verbal) and interpersonal skills as well as interest in developing as a leader within Corporate Audit
- Ability to build strong working relationships with key partners, peers, staff and executives at all level

Some travel is expected to locations where State Street operate

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product i

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