Investment Compliance Advisory Specialist

3 weeks ago


London, United Kingdom BRUIN Financial Full time

Permanent
- London,

**Ref**: 29701

Our client, an global investment firm, is looking for an Investment Compliance Advisory Specialist to join their team They are willing to offer £75000 /annum.

**Location**: London

**Industry**: Investment Management

**The role**:

- In this role you will be involved in providing technical advice to the first line of defence, working with other SMEs or Compliance Advisory Business Partners as required.
- Provide challenge to, and oversight of the first line relating to their regulatory obligations as appropriate.

**Experience**:

- Experience of delivering Compliance advice in an asset management environment (at least 2-3 years).
- Understanding of regulations within the asset management industry (including MiFID II, UCITS and AIFMD).
- Asset class regulatory knowledge - including Private Assets and public markets

**Skills**:

- Self-starter, high levels of initiative and a strong work ethic
- Team player, supportive with a collegiate approach
- Excellent written and oral communication skills

**Benefits**:

- Flexible working
- Great Company Culture
- Excellent benefit/bonus package

**Paying**: £75,000



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