Compliance Officer Upto £80k Asset Management

Non-disclosed London, United KingdomPosted 3 hours ago Hybrid Permanent £80k - £90k - Our client is a medium-sized global asset manager based in the City of London It has a team of five in its compliance function and operates a hybrid working model This broad role covers most compliance generalist activities A full specification is available however key...

Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. To build a close working relationship with each of the business units to support Compliance matters as required. To work...

Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. To build a close working relationship with each of the business units to support Compliance matters as required. To work...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits                                                     Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking Group, is looking to...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits                                                     Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking Group, is...

Permanent - London, **Ref**: 35449 Compliance Officer The Role: - Assist the monitoring team in monitoring activities. - Assist the compliance team in day to-day business queries, regulatory implementation and ad-hoc projects. - Ensure all Policies and procedures are upto-date and reviewed. - Horizon scanning new EU and UK regulations that might affect...

Six Month Contract  – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required   4025G £70K - £80K pro-rata  Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including...

Six Month Contract  – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required   4025G £70K - £80K pro-rata  Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance...

MMP Consultancy are looking to recruit an Asset Compliance Officer to work with an award-winning housing provider based in Surrey. The successful Asset Compliance Officer would be offered a permanent contract, with fantastic working benefits and career progression opportunities. The Asset Compliance Officer would be responsible for providing support to...

Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and...

Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

Job Description Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world’s strongest banks and offers local relationship banking, advice and investment management to...

Job Description Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world’s strongest banks and offers local relationship banking, advice and investment management to...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world’s strongest banks and offers local relationship banking, advice and investment management to personal and...

Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world’s strongest banks and offers local relationship banking, advice and investment management to personal and...

Point72 Academy 2024 Investment Analyst Program for Experienced Professionals We’re training the next generation of Point72 discretionary investment professionals. The Point72 Academy Program is a ten-month paid training program designed to introduce you to the buy-side and prepare you for a career as a Long/Short Equity Financial Analyst at Point72. ...

Point72 Academy 2024 Investment Analyst Program for Experienced Professionals We’re training the next generation of Point72 discretionary investment professionals. The Point72 Academy Program is a ten-month paid training program designed to introduce you to the buy-side and prepare you for a career as a Long/Short Equity Financial Analyst at Point72. ...