Paraplanning & Compliance Administrator

2 months ago


London, United Kingdom Pinnacle Wealth Management Full time

**Main Purpose of Job**
- To liaise with and guide Financial Advisers to ensure that business submitted is compliant with St. James’s Place and Pinnacle Wealth Management’s quality standards.

**Key Responsibilities of the Job**
- Ensure the maintenance of a “single view of the truth” (Business Submission Register) in so far as data and information management is concerned
- Provide a comprehensive personal and confidential administrative service to all sales advisers
- Adhere to procedures and systems which will ensure the efficient running of the Administration Team
- To prioritise work appropriately to meet competing demands.
- Investigate and respond to adviser queries in a timely manner
- Maintain appropriate filing and record systems, including confidential documents and files to ensure immediate access when required
- Ensure all aspects of regulatory compliance are adhered to in regard to St. James’s Place’s procedures, external regulatory and statutory requirements such as procedures, health and safety etc.
- Assist with monitoring and reporting
- To create a personal development plan and present it to the Operations Manager
- Ensure filing, photocopying and other general administration tasks are completed in a timely manner
- Undertake any other relevant tasks and duties as required by Pinnacle Wealth Management LLP.

**Requirements of the Job**
- Strong and effective communicator.
- Ability to work under pressure and meet deadlines.
- Solution and service orientated.
- Technology savvy and willing to embrace new systems and software.
- Good analytical and decision-making skills.
- Strong influencing skills.
- Discrete and professional in all communication.
- Strong emotional intelligence.
- Effective listener.
- Willingness to challenge in a constructive and non-confrontational manner.
- Organised multi-tasker and effective prioritisation.
- Adaptable and flexible.
- Self-motivated and willing to work at times in isolation and as part of a wider team.

**People Management Responsibilities**

Whilst no direct management responsibilities exist, the need to build strong relationships with each adviser is essential.

**Interpersonal Skills**

Required to influence across the business. High levels of energy and tenacity to promote compliance across 1st line. Strong interpersonal skills

**Salary**: £20,000.00-£23,000.00 per year

**Benefits**:

- Company events
- Company pension
- Work from home

Schedule:

- Monday to Friday

Supplemental pay types:

- Yearly bonus

Ability to commute/relocate:

- London: reliably commute or plan to relocate before starting work (required)

Work authorisation:

- United Kingdom (required)

Work Location: In person


  • Paraplanning Manager

    3 weeks ago


    London, United Kingdom IDEX CONSULTING LTD Full time

    Paraplanning ManagerScroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.London – Hybrid workingSalary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the...

  • Paraplanning Manager

    3 weeks ago


    London, United Kingdom IDEX Consulting Ltd Full time €60,000

    Paraplanning Manager London – Hybrid working Salary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans. This position would be the manage the Paraplanning Team whilst also having important...

  • Paraplanning Manager

    3 weeks ago


    London, United Kingdom IDEX Consulting Ltd Full time

    Paraplanning ManagerLondon – Hybrid workingSalary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans.This position would be the manage the Paraplanning Team whilst also having important...

  • Paraplanning Manager

    3 weeks ago


    London, United Kingdom IDEX Consulting Ltd Full time €60,000

    Paraplanning Manager London – Hybrid working Salary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans. This position would be the manage the Paraplanning Team whilst also having important...

  • Head of Paraplanning

    4 weeks ago


    London, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Our client is currently looking for an exceptional Head of Paraplanning to take their Paraplanning function to the next level, joining their team based in London, managing wealth for private clients, families and institutions. They provide a highly personal service and offer advice across the full range of Private Client Investment Tax and Retirement...

  • Paraplanning Manager

    3 weeks ago


    London, United Kingdom IDEX Consulting Ltd Full time

    Job DescriptionParaplanning ManagerLondon – Hybrid workingSalary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans.This position would be the manage the Paraplanning Team whilst also having important...

  • Paraplanning Manager

    3 weeks ago


    London Area, United Kingdom IDEX Consulting Ltd Full time

    Paraplanning ManagerLondon – Hybrid workingSalary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans.This position would be the manage the Paraplanning Team whilst also having important...

  • Paraplanning Manager

    3 weeks ago


    London Area, United Kingdom IDEX Consulting Ltd Full time

    Paraplanning ManagerLondon – Hybrid workingSalary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans.This position would be the manage the Paraplanning Team whilst also having important...

  • Paraplanning Manager

    3 weeks ago


    London Area, United Kingdom IDEX Consulting Ltd Full time

    Paraplanning Manager London – Hybrid working Salary up to circa £60,000 plus benefits An extremely well established and growing Wealth Management practice are looking to make some key strategic hires to facilitate the next stage of their exciting growth plans. This position would be the manage the Paraplanning Team whilst also having important...


  • London, United Kingdom Apollo Private Wealth Full time

    **Your mission**: As the Head of Paraplanning you will support the success of the practice by ensuring that the business obtained is being processed compliantly and in a timely manner. You will ensure that the quality of the work delivered by your team of inhouse and outsourced paraplanners is to the highest standard. At Apollo, paraplanners are also...


  • City of London, United Kingdom Aspire Executive Search Full time

    Head of Paraplanning, Financial Services industry, Salary £60,000 - £90,000 dependent on your experience, Maternity cover interim role. Excellent benefits and a great working environment and a gold star team within a business who work very closely and provide an excellent service and truly treat their staff well and have lots of fun in the process. This...


  • City of London, United Kingdom Aspire Executive Search Full time

    Paraplanning Manager, Financial Services industry, Salary £60,000 - £90,000 dependent on your experience, Maternity cover interim role. Excellent benefits and a great working environment and a gold star team within a business who work very closely and provide an excellent service and truly treat their staff well and have lots of fun in the process. This...

  • Compliance Officer

    2 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

  • Head of Paraplanning

    2 weeks ago


    London, Greater London, United Kingdom Apollo Private Wealth Full time

    Your missionAs the Head of Paraplanning you will support the success of the practice by ensuring that the business obtained is being processed compliantly and in a timely manner. You will ensure that the quality of the work delivered by your team of inhouse and outsourced paraplanners is to the highest standard. At Apollo, paraplanners are also responsible...

  • Head of Paraplanning

    3 weeks ago


    London, Greater London, United Kingdom Apollo Private Wealth Full time

    Your missionAs the Head of Paraplanning you will support the success of the practice by ensuring that the business obtained is being processed compliantly and in a timely manner. You will ensure that the quality of the work delivered by your team of inhouse and outsourced paraplanners is to the highest standard. At Apollo, paraplanners are also responsible...

  • Head of Paraplanning

    3 weeks ago


    London, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Type of Position: Head of Paraplanning - London Pay: £50k - £65k Head of Paraplanning - London Our client is currently looking for an exceptional Head of Paraplanning to take their Paraplanning function to the next level, joining their team based in London, managing wealth for private clients, families and institutions. They provide a highly personal...

  • Head of Paraplanning

    1 month ago


    London, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Type of Position: Head of Paraplanning - London Pay: £50k - £65k Head of Paraplanning - London Our client is currently looking for an exceptional Head of Paraplanning to take their Paraplanning function to the next level, joining their team based in London, managing wealth for private clients, families and institutions. They provide a highly personal...

  • Head of Paraplanning

    4 weeks ago


    London, United Kingdom Artemis Recruitment Consultants Ltd Full time €50,000 - €65,000

    Type of Position: Head of Paraplanning - London Pay: £50k - £65k Head of Paraplanning - London Our client is currently looking for an exceptional Head of Paraplanning to take their Paraplanning function to the next level, joining their team based in London, managing wealth for private clients, families and institutions. They provide a highly personal...


  • London, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Type of Position: Head of Paraplanning - London Pay: £50k - £65k Head of Paraplanning - London Our client is currently looking for an exceptional Head of Paraplanning to take their Paraplanning function to the next level, joining their team based in London, managing wealth for private clients, families and institutions. They provide a highly personal...

  • Head of Paraplanning

    2 weeks ago


    London, United Kingdom Artemis Recruitment Consultants Ltd Full time €50,000 - €65,000

    Type of Position: Head of Paraplanning - London Pay: £50k - £65k Head of Paraplanning - London Our client is currently looking for an exceptional Head of Paraplanning to take their Paraplanning function to the next level, joining their team based in London, managing wealth for private clients, families and institutions. They provide a highly personal...